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David P Neuman

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Avvo Rating10
  • Seattle, WA
  • Licensed for 15 years
  • Free consultation
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About David

I am an attorney who concentrates on representing investors who lost money in investments, whether it was through neglient advice of an advisor, or through fraud and theft.  While we primarily handle cases in FINRA (Financial Industry Regulatory Authority) arbitration, we also handle claims before the American Arbitration Association (AAA) and Judicial Arbitration & Mediation Services (JAMS). 


Our attorneys have represented over one thousand investors in state and federal court.  I am licensed to practice in the States of Washington, Illinois, and Florida.  I am also licensed in the Western District of Washington, the Northern District of Illinois, the Central District of Illinois, the District of Colorado, and the Seventh Circuit Court of appeals.

 

Many investors are unaware that they can sue their financial advisor or broker if the broker makes investment recommendations to them that are not suitable for the investor's risk tolerance, investment objectives, or financial resources like net worth and income.  If your advisor recommended an investment that does not match your wants and needs, your advisor and his firm could potentially be liable to you.  Moreover, your financial advisor can also be liable for making misrepresentations about the risks and characteristics of an investment or security to you. 

 

In addition to representing aggrieved or defrauded investors, we also represent clients who:

a) need a new will or other estate planning documents,

b) are looking to set up a new business entity (such as corporations, LLCs, and partnerships),

c) are interested in trademarking or copyrighting an idea of theirs, or

d) seek advice for other areas of law.

 

Our firm has offices in the Seattle area and Denver.  Please call us at 206-795-5798 or 720-599-3505 to set up an appointment.

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Practice areas

Corporate and incorporationWills and living willsArbitrationSecurities and investment fraud
  1. Securities and investment fraud: 80%

  2. Arbitration: 10%

  3. Wills and living wills: 5%

  4. Corporate and incorporation: 5%

Languages spoken

English

Photos and videos

3331959 1400685394

Contact

Israels & Neuman PLC

506 Second Avenue, Suite 1400
Seattle, WA, 98104

    Resume

    License
    StateStatusAcquiredUpdated
    WAActive201409/10/2021
    FLMember in Good Standing201008/04/2021
    ILActive And Authorized To Practice Law200506/05/2021
    We have not found any instances of professional misconduct for this lawyer.
    Avvo Contributions
    Legal answers127
    Legal guides0
    Awards
    Award nameGrantorDate granted
    Outstanding Service AwardPublic Investors Arbitration Bar Association2014
    Work Experience
    TitleCompany nameDuration
    PartnerIsraels & Neuman PLC2014 - Present
    AssociateStoltmann Law Offices2006 - 2014
    AssociateFoote Meyers Mielke & Flowers2005 - 2006
    Associations
    Association namePosition nameDuration
    Public Investors Arbitration Bar AssociationDirector2015 - Present
    Washington State Bar AssociationN/A2014 - Present
    Florida BarN/A2010 - Present
    Public Investors Arbitration Bar AssociationMember2007 - Present
    Public Investors Arbitration Bar AssociationChair - Membership Committee2017 - 2020
    Public Investors Arbitration Bar AssociationChair - Legislative Commitee2015 - 2017
    Public Investors Arbitration Bar AssociationChair of SRO Committee2012 - 2015
    American Bar AssociationN/A2005 - 2006
    Illinois State Bar AssociationN/A2005 - 2006
    Publications
    Publication nameTitleDate
    PIABA Bar Journal, Vol. 24, No. 3A Menace to Investors: Non-Attorney Representatives in FINRA Arbitration2017
    Illinois State Bar Association Trial BriefsRescission of Franchise Agreements Pursuant to Franchise Disclosure Act Ruled Arbitrable2005
    Illinois State Bar Association Trial BriefsReservation of Rights Ruled Insufficient Unless Included in the Insurance Policy2005
    Education
    School nameDegreeGraduated
    Northern Illinois University College of LawN/A2005
    University of Illinois, Urbana-ChampaignBachelors2001
    Speaking Engagements
    Conference nameTitleDate
    PIABA Annual MeetingThe Ethics of Witness Preparation2020
    PIABA Mid-Year MeetingFixed Income2018
    PIABA Annual ConferenceManaging Client Expectations2012
    Legal cases
    Case nameOutcome
    AXA Advisors LLC v. Lee et al.Judgment Granted for Defendants (the Investors)
    Mosher v. DeWaay Financial Network LLCReversed and remanded
    Trumper v. CapWest Securities Inc.Arbitration award confirmed.
    Peck. v. West Aurora Sch. Dist. 129Motion to dismiss denied in part, granted in part

    Reviews

    (6)
    5 Star
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    4 Star
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    3 Star
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    Review David Neuman

    Respectful

    Posted by

    David was successful in getting me a settlement in my case. Working with him exceeded all expectations. The main thing that comes to mind is how respectful David was with me. He responded quickly to my questions and concerns, and always returned phone calls and emails promptly. I highly recommended David!
    This review is from a person who hired this attorney.
    Hired attorney

    Clear advice from an experienced pro

    Posted by

    We consulted with David on a matter regarding mistakes made by our investment advisor. His advice was practical and cogent, helping us understand which issues to prioritize, and what the decision points should be on whether or not to litigate. His advice reflected both strong experience and an ethical basis -- what more can you ask for in a lawyer?
    This review is from a potential client who consulted with this attorney.
    Consulted attorney

    Extremely pleased with Mr. Neuman's representation

    Posted by

    David recently represented me in a rather complex matter. I could not be more pleased with his help and advice. I have some experience with managing legal matters, and he was spot-on every time. He went out of his way to offer suggestions, was very balanced in his approach and always considered the client first. I have no reservations in recommending him, at all. He also kept me informed at all times and responded quickly.
    This review is from a person who hired this attorney.
    Hired attorney

    We're helpfull attorney

    Posted by

    Our will was done by Mr. David Newman recently. He also prepared power of attorney for our health and property. We were very impress and happy with Mr. Newman. He answered all our question and explained everything to us. It become very easy to understand the legal terms after his explanation. In short he is very capable and accurate and made our wish very easily adapted in all our documents. We wish him success in his future work.

    Won my FINRA arbitration lawsuit

    Posted by

    From the moment I signed up with David Neuman and his team, I was very comfortable that I was is in the best hands. Even though we were on opposite coasts and my partner was overseas, they were very capable of communicating with us and had both my partner and I understand the law from the ground up. They were extremely professional, well organized and well versed in their presentation during the trial. David was extremely understanding of our situation and definitely made us feel comfortable during the whole process. On top of everything professional, David and I were able to sit and discuss personal life during so much of the trial.

    Great lawyer

    Posted by

    David was professional in the way he went about his business, was extremely persistent for our cause until obtaining a resolution, and was very informative throughout the entire process. He provided updates periodically and wasted no time taking action when the opportunity presented itself. I'd recommend him to anyone.

    Attorney endorsements

    (10)
    Are you an attorney? Endorse this lawyer

    Michael Doland, Securities and investment fraud Attorney on Jun 17, 2020
    Relationship: Fellow lawyer in community

    The answers of Mr. Neuman are consistently accurate, analytic, and customized to the needs of the Avvo askers. These are exactly the qualities that every client would look for when hiring an attorney.

    Evan Weiner

    I endorse this lawyer.

    Deanna Besbekos-Lapage, Securities and investment fraud Attorney on Feb 25, 2019
    Relationship: Co-worker

    I worked with Dave Neuman for nearly a decade. He is a diligent attorney who is extremely knowledgeable when it comes to the securities industry.

    James Galvin

    Mr. Neuman is an excellent securities and investment fraud attorney and I highly recommend his services.

    Jon Furgison, Securities and investment fraud Attorney on Nov 10, 2015
    Relationship: Fellow lawyer in community

    David is an experienced and knowledgeable securities attorney that is dedicated to protecting the rights of investors.

    Craig Hopkins, Corporate and incorporation Attorney on Aug 31, 2015
    Relationship: Fellow lawyer in community

    Mr. Neuman possesses a keen legal mind. He can quickly spot the seminal issue in a legal matter. He formulates appropriate means of tackling the issue and takes the steps necessary to efficiently and swiftly reach an effective resolution. I endorse this lawyer without reservation.

    Andrea Zenker, Securities and investment fraud Attorney on Dec 10, 2014
    Relationship: Worked together on matter

    I have had the pleasure of knowing Dave throughout law school and working with him on several cases over the years. Dave has always shown to be a very intelligent, hard-working, professional attorney. Dave is result-oriented and a true advocate for his clients. I would not hesitate to refer clients to Dave Neuman should they need his legal expertise.

    Joseph Wojciechowski, Securities and investment fraud Attorney on Nov 21, 2014
    Relationship: Worked together on matter

    I endorse this lawyer. David is a consummate professional and a stern advocate for his clients. David's experience in securities and investment fraud cases is broad-based and extensive. He understands the unique issues presented in this narrow practice area and wields them with precision.

    Aaron Israels, Securities and investment fraud Attorney on Oct 14, 2014
    Relationship: Co-worker

    I endorse this lawyer.

    Jordan Dorrestein, Securities and investment fraud Attorney on Nov 28, 2012
    Relationship: Worked together on matter

    I endorse this lawyer.

    Cost

    RATES
      • Free Consultation Some lawyers offer a free consultation to help determine whether their services are right for your legal needs
        100 minutes
      OTHER BILLING TYPES
      • Contingency A contingency fee is the percent of the final award a lawyer will receive as compensation. For some of these cases, lawyers will only be paid if there is a successful outcome.
        33%-37%
      PAYMENT METHODS