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David P Neuman
About David
Biography
I am an attorney who concentrates on representing investors who lost money in investments, whether it was through neglient advice of an advisor, or through fraud and theft. While we primarily handle cases in FINRA (Financial Industry Regulatory Authority) arbitration, we also handle claims before the American Arbitration Association (AAA) and Judicial Arbitration & Mediation Services (JAMS).
Our attorneys have represented over one thousand investors in state and federal court. I am licensed to practice in the States of Washington, Illinois, and Florida. I am also licensed in the Western District of Washington, the Northern District of Illinois, the Central District of Illinois, the District of Colorado, and the Seventh Circuit Court of appeals.
Many investors are unaware that they can sue their financial advisor or broker if the broker makes investment recommendations to them that are not suitable for the investor's risk tolerance, investment objectives, or financial resources like net worth and income. If your advisor recommended an investment that does not match your wants and needs, your advisor and his firm could potentially be liable to you. Moreover, your financial advisor can also be liable for making misrepresentations about the risks and characteristics of an investment or security to you.
In addition to representing aggrieved or defrauded investors, we also represent clients who:
a) need a new will or other estate planning documents,
b) are looking to set up a new business entity (such as corporations, LLCs, and partnerships),
c) are interested in trademarking or copyrighting an idea of theirs, or
d) seek advice for other areas of law.
Our firm has offices in the Seattle area and Denver. Please call us at or to set up an appointment.
Practice Areas
3
Practice Areas
Fees and Rates
Cost
Contingency
33%-40%
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Chat withLicenses
Licensed in Washington for 11 years
State: Washington
Acquired: 2014
No misconduct found
Licensed in Florida for 16 years
State: Florida
Acquired: 2010
No misconduct found
Licensed in Illinois for 20 years
State: Illinois
Acquired: 2005
No misconduct found
Location
Israels & Neuman PLC
506 Second Avenue, Suite 1400, Seattle, WA, 98104
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David P Neuman's Reviews
Avvo Review Score
7 Client Reviews
Filter Avvo Reviews (7)
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Practice Areas
Showing 1 - 1 of 1 review | Responsiveness
Posted by Nick | October 31, 2014
Great lawyer
David was professional in the way he went about his business, was extremely persistent for our cause until obtaining a resolution, and was very informative throughout the entire process. He provided updates periodically and wasted no time taking action when the opportunity presented itself. I'd rec...
David P Neuman's Lawyer Endorsements
"I have worked with Dave Neuman for years on various securities litigation and FINRA arbitration matters. Dave is a passionate advocate for investor's rights, and an excellent FINRA arbitration attorney. I highly recommend him for any investor in need of a lawyer for any FINRA arbitration or investment fraud matter."
Michael Doland
Securities and investment fraud lawyer | Jun 17
Relationship: Fellow lawyer in community
"The answers of Mr. Neuman are consistently accurate, analytic, and customized to the needs of the Avvo askers. These are exactly the qualities that every client would look for when hiring an attorney."
"I endorse this lawyer."
"I worked with Dave Neuman for nearly a decade. He is a diligent attorney who is extremely knowledgeable when it comes to the securities industry."
"Mr. Neuman is an excellent securities and investment fraud attorney and I highly recommend his services."
Jon Furgison
Securities and investment fraud lawyer | Nov 10
Relationship: Fellow lawyer in community
"David is an experienced and knowledgeable securities attorney that is dedicated to protecting the rights of investors."
"Mr. Neuman possesses a keen legal mind. He can quickly spot the seminal issue in a legal matter. He formulates appropriate means of tackling the issue and takes the steps necessary to efficiently and swiftly reach an effective resolution. I endorse this lawyer without reservation."
Andrea Zenker
Securities and investment fraud lawyer | Dec 10
Relationship: Worked together on matter
"I have had the pleasure of knowing Dave throughout law school and working with him on several cases over the years. Dave has always shown to be a very intelligent, hard-working, professional attorney. Dave is result-oriented and a true advocate for his clients. I would not hesitate to refer clients to Dave Neuman should they need his legal expertise."
Joseph Wojciechowski
Securities and investment fraud lawyer | Nov 21
Relationship: Worked together on matter
"I endorse this lawyer. David is a consummate professional and a stern advocate for his clients. David's experience in securities and investment fraud cases is broad-based and extensive. He understands the unique issues presented in this narrow practice area and wields them with precision."
"I endorse this lawyer."
Jordan Dorrestein
Securities and investment fraud lawyer | Nov 28
Relationship: Worked together on matter
"I endorse this lawyer."
Michael Kennedy
Securities and investment fraud lawyer
Evan Weiner
Litigation lawyer
Deanna Besbekos-Lapage
Securities and investment fraud lawyer
Marnie Lambert
Securities and investment fraud lawyer
James Galvin
Securities and investment fraud lawyer
Jon Furgison
Securities and investment fraud lawyer
Joseph Wojciechowski
Securities and investment fraud lawyer
Joshua Kons
Securities and investment fraud lawyer
Andrew Stoltmann
Securities and investment fraud lawyer
Adam Gana
Securities and investment fraud lawyer
D. White
Securities and investment fraud lawyer
Andrea Zenker
Personal injury lawyer
Aaron Israels
Securities and investment fraud lawyer
Gail Boliver
Securities offerings lawyer
Randall Heiner
Securities and investment fraud lawyer
Jordan Dorrestein
Unknown lawyer
Experience
Honors
2014
Outstanding Service Award, Public Investors Arbitration Bar Association
Work Experience
2014 - Present
Partner, Israels & Neuman PLC
2006 - 2014
Associate, Stoltmann Law Offices
2005 - 2006
Associate, Foote Meyers Mielke & Flowers
Associations
2014 - Present
Washington State Bar Association
2010 - Present
Florida Bar
2007 - Present
Public Investors Advocate Bar AssociationMember
2017 - 2020
Public Investors Arbitration Bar AssociationChair - Membership Committee
2015 - 2017
Public Investors Arbitration Bar AssociationChair - Legislative Commitee
2012 - 2015
Public Investors Arbitration Bar AssociationChair of SRO Committee
2005 - 2006
American Bar Association
2005 - 2006
Illinois State Bar Association
Sample of Legal Cases
AXA Advisors LLC v. Lee et al.
Judgment Granted for Defendants (the Investors)
Mosher v. DeWaay Financial Network LLC
Reversed and remanded
Trumper v. CapWest Securities Inc.
Arbitration award confirmed.
Peck. v. West Aurora Sch. Dist. 129
Motion to dismiss denied in part, granted in part
Education
2005
Northern Illinois University College of Law
2001
University of Illinois, Urbana-Champaign
Bachelors
Speaking Engagements
2025
PIABA Annual Meeting 2025
Marketing Ethics
2024
PIABA Annual Meeting
Corporate Successor Liability
2022
PIABA Annual Meeting
How to Bring Reg BI Cases
2020
PIABA Annual Meeting
The Ethics of Witness Preparation
2018
PIABA Mid-Year Meeting
Fixed Income
2012
PIABA Annual Conference
Managing Client Expectations
Publications
2017
PIABA Bar Journal, Vol. 24, No. 3
A Menace to Investors: Non-Attorney Representatives in FINRA Arbitration
2005
Illinois State Bar Association Trial Briefs
Rescission of Franchise Agreements Pursuant to Franchise Disclosure Act Ruled Arbitrable
2005
Illinois State Bar Association Trial Briefs
Reservation of Rights Ruled Insufficient Unless Included in the Insurance Policy
Languages
English
Activity
Legal Answers
Legal Answers
Q&A
How do I go about finding a lawyer who will take a fraud case involving > $1 million on contingency?
17 Apr 2026
Q&A
My online brokerage account was hacked, and I lost a significant amount of money?
25 Jul 2025
Q&A
401k?
06 Apr 2025