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Adam J. Gana

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Adam J. Gana
Adam J. Gana
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About Adam

Gana Weinstein LLP represents investors in securities arbitration and commercial litigation. Contact Us At (866) 617-2793

Adam Gana focuses on all aspects of investment fraud, investor protection, securities arbitration and complex commercial litigation. 

Practice areas

ArbitrationEmployment and laborLitigationSecurities and investment fraud
  1. Securities and investment fraud: 75%

    I litigate a wide range of securities disputes includingunsuitable investments, overconcentration, fraud, churning, unauthorized trading, ponzi schemes, selling away, promissory notes, broker theft, registration violations, failure to supervise, breach of fiduciary duty, self-dealing, accounting fraud or negligence, investment advisor litigation, private placement litigation, private equity litigation, financial institution litigation, hedge fund litigation, and mutual fund litigation.

    16 years, 1,125 cases

  2. Litigation: 15%

    I handle complex commercial litigation for plaintiffs and defendants in business disputes including: breach of contract, partnership disputes and agreements, negligence, deceptive business practices, fraud, racketeering, intellectual property, patent infringement, copyright, trademark, trade secret misappropriation, non-compete agreements, real estate disputes and insurance

    16 years

  3. Employment and labor: 5%

    I represent employers and employees in contract creation and disputes, FLSA, wage and hour claims, executive compensation, and employment discrimination.

  4. Arbitration: 5%

    I have handled over 1000 FINRA, JAMS, AAA arbitrations throughout the country in a variety of disputes including investor fraud and protection, partnership disputes and attorney fee disputes.

    16 years

Languages spoken

English

Photos and videos

1017004 1556122753

Contact

Gana Weinstein LLP

345 Seventh Avenue
21st Floor
New York, NY, 10001

Website
http://www.ganalawfirm.com 

Gana Weinstein LLP

2045 W. Grand Avenue, Suite 76604
Chicago, IL, 60612

Resume

License
StateStatusAcquiredUpdated
NYCurrently registered 200605/25/2021
We have not found any instances of professional misconduct for this lawyer.
Avvo Contributions
Legal answers39
Legal guides1
Awards
Award nameGrantorDate granted
AV Preeminent RatedMartindale-Hubbell2018
Rising StarSuper Lawyers2018
Rising StarSuper Lawyers2017
Rising StarSuperLawyers2016
Rising StarSuperLawyers2015
Rising StarSuperLawyers2014
Rising StarSuper Lawyers2013
Top 100 Trial LawyersNational Trial Lawyers2013
AV Preeminent 5.0 out of 5 Peer Review RatedMartindale-Hubbell2012
Top 40 Under 40National Trial Lawyers2012
Rising StarSuper Lawyers2012
Securities Litigation - Rising StarAmerican Registry2011
Rising StarSuper Lawyers2011
Public Service AwardNew York Law School2005
Doctor Max Reich Award for Excellence in Civil AdvocacyNew York Law School2005
Work Experience
TitleCompany nameDuration
Managing PartnerGana LLP2013 - Present
Senior Litigation CounselNapoli Bern Ripka Shkolnik, LLP2008 - 2013
Law ClerkUnited States District Court2008 - 2008
AssociateSidley & Austin2004 - 2008
Associations
Association namePosition nameDuration
American Association for JusticeMember2013 - Present
National Employment Lawyers AssociationMember2013 - Present
American Bar AssociationMember2011 - Present
Public Investors Arbitration Bar AssociationMember2009 - Present
Publications
Publication nameTitleDate
New York State Bar JournalShould Non-Attorneys Represent Parties in FINRA Arbitration2015
Fordham Journal of Corporate and Financial LawBlue Skies in the Securities Industry... Except in New York2014
American Bar Association newsletterThe Inconsistent Dispute Resolution Process for Investment Advisers2013
West Law JournalBroker Dealer Licensing: Understanding the Role and Limitations of the Series 6 License2012
Practicing Law Institute (PLI)The Tax Consequences of Investment Recommendations and Communications - Do Brokers Have A Duty2011
Education
School nameDegreeGraduated
New York Law SchoolJD - Juris Doctor2005
University of VermontBA - Bachelor of Arts2002
Speaking Engagements
Conference nameTitleDate
Public Investors Arbitration Bar AssociationHow to Arbitrate a Product Specific Suitability Case2011
Pace Law SchoolInvestor Rights Clinic & Seminar2011
Subprime Mortgage CrisisSubprime Mortgage Crisis2010
Legal cases
Case nameOutcome
Sterling v. Strategic Forecasting, Inc., 12-CV-00297$7.8 Million Class Action Settlement
Jacobs v. Van Zandt, et al., FINRA Case No. 12-00156$2.9 Million Arbitration Award
Capital World Trading, LLC v. Next Up Funding, Inc. et al., 11-CV-04136.$4.5 Million Federal Court Judgment

Reviews

(15)
5 Star
100%
4 Star
0%
3 Star
0%
2 Star
0%
1 Star
0%
Review Adam Gana

Top Notch Litigator-honest, open and out to win

Posted by

I have recently had the pleasure of working with Adam Gana on a multi-million dollar suit involving one of the largest US financial institutions. The case involved complex contract and credit terms surrounding our factoring agreements and Adam quickly and competently obtained a firm grasp on the key issues. He was extremely professional, appropriately aggressive and a joy to work with. I’d confidently refer Gana LLP for commercial litigation.

Knowledgable, Solution Focused

Posted by

Adam Gana is a great lawyer and Gana LLP a great law firm. I had Adam & Gana represent me in a complex commercial litigation in New York against a former partner. The attorneys were knowledgeable, attentive, energetic, and expertly navigated through a very difficult legal issue. I strongly endorse Gana LLP in the areas of securities arbitration and commercial litigation – their two primary areas of practice.

Fast and efficient

Posted by

We had an issue with a broker who was dishonest with us. we hired Adam and his team who are extremely knowledgeable about these kinds of issues. The outcome was a positive one and we are so very happy with the results.
This review is from a person who hired this attorney.
Hired attorney

Great results

Posted by

It has been a pleasure to work with Mr. Gana, and his associates on my case, Mr. Gwertzman and Mr. Kurta. They were clear and accurate in summarizing the requirements, possible results and my necessary input. They kept me informed of progress, goals and settlement options. They understood my personal goals and worked diligently toward successful closure. With their assistance I was able to recover a reasonable portion of our damages. I wanted to avoid a hearing and the associated expense. They supported my goal, avoiding two possible hearings. I highly recommend them and their services. KUDOS!!
This review is from a person who hired this attorney.
Hired attorney

Simply The Best

Posted by

As an attorney I know a good lawyer when I see one. Adam and his firm are not just good they are great. They filed a suit on my behalf within 10 days of my first contact with the firm and obtained a settlement within one year. They are smart, tenacious, fierce, kind and endlessly patient. If I could give them 10 stasr I would. They make me proud to be a lawyer.
This review is from a person who hired this attorney.
Hired attorney

Trustworthy and an expert in his field

Posted by

I assisted my parents in hiring Mr. Gana for a securities case in which my father was taken advantage of. Given the nature of the case, we were very cautious before hiring an attorney. We found Adam to be extremely honest and upfront from the first phone call until the last. He was very patient and respectful when dealing with my aging parents. He kept us informed every step of the way and timelines, costs, etc. played out exactly as he said they would. Most impressive was Mr. Gana's knowledge, expertise and tenacity. He is a first class professional whom I would both recommend and hire again.
This review is from a person who hired this attorney.
Hired attorney

Litigation

Posted by

Adam at Gana LLP did a fantastic job assisting me in a litigation. He was very attentive and prepared for the legal issue. I am confident in Gana LLP and would suggest them to anyone.
This review is from a person who hired this attorney.
Hired attorney

Nice Job!

Posted by

Mr. Gana did a very nice job in my financial arbitration case. He was very professional, tough on opposition and thorough. He landed me a nice settlement, in fact I believe he "got blood out of a turnip".
This review is from a person who hired this attorney.
Hired attorney

Tactful, thorough and thoughtful

Posted by

Adam Gana carefully reviewed all documents and offered helpful and tactful advice. Adam was incredibly responsive and very thorough. I feel confident signing anything that Gana LLP has reviewed on my behalf.

Financial investment

Posted by

Well, some others would not even take the case on a contingent basis. Adam did and, thankfully, he prevailed. I lost a substantial sum due to the mischaracterization of an investment. Adam was successful with two suits filed against the organization resulting in settlements. Adam could have dropped it at that but he pursued an additional suit when the company where he had previously worked was no longer interested in the case . It took a while but his persistence paid off for yet another settlement from the same organization. Adam might have retrieved all of my investment had I agreed to arbitration. But I could not chance the exposure. In short, three awards from the same failed investment. Thanks to Adams persistence and ingenuity. Tom
See all reviews

Attorney endorsements

(11)
Are you an attorney? Endorse this lawyer

Robert Herskovits, Securities and investment fraud Attorney on Apr 25, 2019
Relationship: Fellow lawyer in community

I've known Adam for a number of years and he is a knowledgeable and skilled attorney. Adam is a tireless advocate for defrauded public investors. I endorse this lawyer.

Kevin McKie, Securities and investment fraud Attorney on Apr 8, 2017
Relationship: Fellow lawyer in community

Attorney Adam J. Gana has an exceptional reputation and is a credit to the legal community. If you have a security and investment fraud law problem, he is your answer. If his office is anywhere near you, I recommend him to you.

Erik Bashian, Securities and investment fraud Attorney on Jan 24, 2017
Relationship: Other

I have known Adam for the last 10 years. During this time, I have observed him to be smart, honest and compassionate to his clients. I highly recommend Adam to my clients who seek the counsel of an attorney specializing in securities and investment fraud.

Jon Furgison, Securities and investment fraud Attorney on Aug 19, 2015
Relationship: Fellow lawyer in community

Adam Gana is an experienced and knowledgeable advocate for investor rights.

David Neuman, Securities and investment fraud Attorney on Oct 14, 2014
Relationship: Worked together on matter

I've worked with Adam on a number of securities matters, and I highly recommend him for securities and investment fraud cases.

Christopher Lufrano, Securities and investment fraud Attorney on Jun 25, 2014
Relationship: Worked for lawyer

It is rare that you come across a standout individual like Adam Gana who possesses the knowledge, passion and integrity to thrive as an attorney. I worked for Adam Gana for almost three years, and during that time, I witnessed Adam's tenacious approach to every case- down to the final detail. It is this fearless and detail-oriented approach that sets him apart from other attorneys in his field and ensures maximum results for his clients. I highly endorse Adam as a securities and investment fraud attorney.

Ali Ezzeddine, Securities and investment fraud Attorney on Apr 4, 2014
Relationship: Worked for lawyer

Highly professional and knowledgeable attorney. Extremely attentive to his clients' needs and constantly keeps them up to date with the latest developments regarding their cases. Personally, a pleasure to work with as well.

David Wax, Securities and investment fraud Attorney on Nov 27, 2013
Relationship: Co-worker

Adam is one of the most impressive trial attorneys I know. I would recommend his services to anyone, and If I had a personal matter go to trial - would expect him to be at my counsel table.

Robert Harris, Employment and labor Attorney on Nov 27, 2013
Relationship: Fellow lawyer in community

I endorse this lawyer. Mr. Gama is a well respected, generous contributor on Avvo. I would recommend him to anyone needing an experienced advocate.

Adam Weinstein, Litigation Attorney on Sep 26, 2013
Relationship: Co-worker

I have known Adam my entire legal career. I have the utmost confidence in his abilities as an attorney to vigorously pursue client matters. Adam possess a go getter attitude toward his practice and applies it to every endeavor he undertakes.

James Dunlap, Securities and investment fraud Attorney on Sep 26, 2013
Relationship: Fellow lawyer in community

In my experience, Adam Gana is an exceptional lawyer in the field of securities litigation and arbitration, in terms of both his skills and ethics. I would heartily recommend him to anyone seeking counsel in these areas.

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