Robert Lowell Herskovits

I was formerly employed by a large brokerage firm. After my employment ended, FINRA launched an investigation based on a Form U5 disclosure that I deemed to be false. I hired Rob Herskovits to handle the FINRA investigation and I’m so thankful I did. He took on FINRA and ultimately convinced them... to end the investigation without taking any formal action against me. Herskovits PLLC are experts in the FINRA space.

Before retirement, I was a top-producing financial advisor for one of the largest brokerage firms in the U.S. I’ve had occasion to deal with lots of lawyers over the years and Rob Herskovits is, without question, one of the best. He walked me though a FINRA investigation and 2 FINRA arbitrations an...d obtained stellar results for me every time. I believe you should hire Rob Herskovits and his team with any kind of securities industry arbitration or regulatory investigation.

I am thankful that Rob Herskovits was my lawyer. He ran circles around Wells Fargo at a FINRA arbitration and won the case for me, and even got me an award of attorneys’ fees, which I understand rarely happens. Rob is a true expert at FINRA’s rules and he knows the financial services industry backw...ards and forewords. Rob is a great lawyer and I recommend him without reservation.