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also known as Robert Herskovits, Rob Herskovits
3
Practice Areas
29 years | 250 cases
29 years | 250 cases
29 years | 250 cases
Free Consultation
$0 first 30 minutes
$ 175-900 per hour
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Chat withState: New York
Acquired: 1997
No misconduct found
State: Mississippi
Acquired: 2016
No misconduct found
305 Broadway, 7th Floor, New York, NY, 10007
19 Client Reviews
Showing 1 - 5 of 19 reviews
Posted by anonymous | March 02, 2026 | Hired Attorney | Expungement
TOP Form U5 expungement
I could not be happier with the legal services provided by Rob Herskovits. In my opinion, he is the best lawyer in regard to Form U5 expungement. I highly recommend him.
Posted by anonymous | August 27, 2025 | Hired Attorney | Financial Markets and Services
Cool, calm presence
When the opposing side stayed in their initial incorrect position, and I wanted to continue pursuing the case, which would have been significantly more in financial costs to continue to do so, Robert and Joseph came up with an intelligent, gentler alternative pathway, to further convince the opposing...
Posted by anonymous | July 09, 2025 | Hired Attorney | Securities & Investment Fraud
The Best
Rob Herskovits is an amazing SEC lawyer who was able to get an investigation dropped. I recommend hiring him.
Posted by anonymous | May 01, 2024 | Hired Attorney | Administrative Law
Highly Recommend
Rob Herskovits is an incredible FINRA defense attorney. He is knowledgeable and patient. He convinced FINRA not to pursue an investigation. I highly recommend hiring him.
Posted by anonymous | March 13, 2024 | Hired Attorney | Administrative Law
Great Job!
Rob Herskovits is an amazing great securities industry regulatory defense lawyer. He convinced FINRA not to pursue an investigation. I highly recommend hiring him.
"Robert is an excellent attorney. I have referred him a number of cases and have seen first hand that he represents his clients with a great deal of expertise."
Securities and investment fraud lawyer
2024
Super Lawyers, Thomson Reuters
2024
New York Regional Spotlight - Dispute Resolution, Chambers & Partners USA Guide
2023
Super Lawyers, Thomson Reuters
2022
Super Lawyers, Thomson Reuters
2021
Super Lawyers, Thomson Reuters
2020
Super Lawyers, Thomson Reuters
2019
Super Lawyers, Thomson Reuters
2018
Super Lawyers, Thomson Reuters
2017
Super Lawyers, Thomson Reuters
2016
Super Lawyers, Thomson Reuters
2015
Super Lawyers, Thomson Reuters
2014
Super Lawyers, Thomson Reuters
2012
AV Rated, Martindale-Hubbell
2011
Rising Star, Thomson Reuters
2012 - Present
Managing Member, Herskovits PLLC
2006 - 2011
Partner, Gusrae, Kaplan, Bruno & Nusbaum PLLC
2011 - Present
New York City Bar Association
2011 - 2014
New York County Lawyers' Association, Securities and Exchanges CommitteeCo-chair
Complete
1996
JD - Juris Doctor
1993
BA - Bachelor of Arts
2019
Regulation Best Interest
2013
Litigation Updates
2019
2017
2017
2017
2017
2006
English
Legal Guides
FINRA Investigations: U4 & U5 Disputes & Defenses
15 May 2019
Protocol for Broker Recruiting
15 May 2019