New York, NY
Lawsuits and disputes Lawyer at New York, NY
Practice Areas: Lawsuits & Disputes, Securities & Investment Fraud, Arbitration
FINRA investigations relating to U4 disclosures and U5 terminations are explained by Rob Herskovits, a NY based securities lawyer with a national practice focused on helping financial advisors and bro...
See Full GuideRestrictive covenants in your employment agreement with a financial institution can have profound career implications. However, they are never as simple as the language on the page and must be taken b...
See Full GuideFINRA investigation lawyer Rob Herskovits, a New York based securities lawyer with a practice focus on defending broker dealers and financial advisors targeted by FINRA, looks at the first phase of th...
See Full GuideVeteran securities lawyer Rob Herskovits looks at Forgivable Loans in high stakes securities industry employment disputes. His New York based securities law firm handles both the defense and prosecuti...
See Full GuideRob Herskovits, the go-to securities lawyer for employment disputes, looks at FAs changing jobs and the effect of employment agreements they signed with a broker-dealer. Rob addresses non-competes, no...
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