Name: Robert Lowell Herskovits
Address: 305 Broadway, New York, NY, 10007, US
Telephone: Not Available
Price range: $ 175-900 per hour
Rating: 5.0

Licensed for 28 years

Lawsuits and disputes Lawyer at New York, NY
Practice Areas: Lawsuits & Disputes, Securities & Investment Fraud, Arbitration

About Robert

Practice Areas

Lawsuits and Disputes 50%

Extensive practice representing individuals and entities in government investigations or lawsuits initiated by the SEC or CFTC and securities industry investigations or disciplinary proceedings initiated by FINRA or state securities regulators.

29 years | 250 cases

50%

Securities and Investment Fraud 40%

Litigation and regulatory enforcement attorney, with an emphasis on securities/commodities litigation and appeals, employment litigation relating to the securities industry, defense against investigations and actions initiated by the SEC, CFTC, FINRA and state regulators, and commercial and business litigation

29 years | 250 cases

40%

Arbitration 10%

Robert Herskovits has handled hundreds of arbitrations before FINRA and the AAA. Robert is an arbitrator for FINRA, AAA and NFA.

29 years | 250 cases

10%

Fees and Rates

Cost

Free Consultation

$0 first 30 minutes

Hourly Rates

$ 175-900 per hour

Payment Methods

Cash
Check
Credit Card

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Licenses

Licensed in New York for 28 years

State: New York

Acquired: 1997

Due to Reregister within 30 days of Birthday

No misconduct found

Licensed in Mississippi for 9 years

State: Mississippi

Acquired: 2016

Inactive

No misconduct found

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Location

Herskovits PLLC

305 Broadway, 7th Floor, New York, NY, 10007

Message Get Directions

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Robert Lowell Herskovits's Reviews

Avvo Review Score

5.0 /5.0

19 Client Reviews

Showing 1 - 5 of 6 reviews | Recommendation

Posted by anonymous | March 02, 2026 | Hired Attorney | Expungement

TOP Form U5 expungement

I could not be happier with the legal services provided by Rob Herskovits. In my opinion, he is the best lawyer in regard to Form U5 expungement. I highly recommend him.

Posted by anonymous | March 13, 2024 | Hired Attorney | Administrative Law

Great Job!

Rob Herskovits is an amazing great securities industry regulatory defense lawyer. He convinced FINRA not to pursue an investigation. I highly recommend hiring him.

Posted by Steven | February 03, 2022 | Hired Attorney | Arbitration

Review of services

Before retirement, I was a top-producing financial advisor for one of the largest brokerage firms in the U.S. I’ve had occasion to deal with lots of lawyers over the years and Rob Herskovits is, without question, one of the best. He walked me though a FINRA investigation and 2 FINRA arbitrations an...d obtained stellar results for me every time. I believe you should hire Rob Herskovits and his team with any kind of securities industry arbitration or regulatory investigation.

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Posted by Lorenzo | October 01, 2020 | Hired Attorney | Financial Markets and Services

Director

Robert was fantastic counsel and engaging him was the best decision I made. Truly an expert with financial regulatory matters.

Posted by Dan | February 11, 2020 | Hired Attorney | Financial Markets and Services

Excellent Attorney

I give Rob Herskovits the strongest possible recommendation. He is an expert with legal matters pertaining to FINRA and the financial services industry. I am grateful that he was able to negotiate a favorable resolution for me with a FINRA disciplinary matter. It was clear to me that the FINRA law...yers respected Rob, and undoubtedly that helped bring about a favorable outcome. I feel fortunate to have had him by my side.

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Robert Lowell Herskovits's Lawyer Endorsements

Endorse Robert

Adam Gana

Securities and investment fraud lawyer | Apr 25

Relationship: Fellow lawyer in community

"Robert is an excellent attorney. I have referred him a number of cases and have seen first hand that he represents his clients with a great deal of expertise."

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Adam Gana

Securities and investment fraud lawyer