California Investment Fraud Legal Advice (13 found)

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Henry Daniel Lively
Henry Daniel Lively's answer
Contributor Level 7

An annuity is a contract, and you need to put together the elements that form...
Janet Lee Brewer
Janet Lee Brewer's answer
Contributor Level 7

First, contact the company where advisor #1 worked and file a formal complaint...
Question

Dana Howard Shultz
Best Answer: Dana Howard Shultz's answer
Contributor Level 7

I agree with my colleague's response. So many things are wrong with what...
Steven Alan Fink
Steven Alan Fink's answer
Contributor Level 8

What he is doing is illegal and violates securities laws based on your facts....
Question

Debra G. Speyer
Debra G. Speyer's answer
Contributor Level 3

You can obtain much information regarding securities arbitration from the www....
Robert Kevin Savage
Robert Kevin Savage's answer
Contributor Level 5

You definitely need to find an attorney who is familiar with this area of law...
Question

Douglas Anthony Dube
Douglas Anthony Dube's answer
Contributor Level 5

Certainly you can sue - there are very few legal impediments to suing someone....
Alan James Brinkmeier
Alan James Brinkmeier's answer
Contributor Level 10

Fraud is actionable if certain elements of proof are established by the...
David G. Weilbacher, Esq.
David G. Weilbacher, Esq.'s answer
Contributor Level 7

If you were business partners, was there a partnership agreement that indicates...
Jonathan H Levy
Jonathan H Levy's answer
Contributor Level 9

Generally speaking you need to sue him for what is owed you. Go consult an...
Question

Matthew Edward Williamson
Matthew Edward Williamson's answer
Contributor Level 7

Sounds like both a crime and a civil action. Don't threaten to report him if...
Jonathan H Levy
Jonathan H Levy's answer
Contributor Level 9

I recommend retaining counsel and going after the CEO, you are not likely the...
David C. Garner
David C. Garner's answer
Contributor Level 7

Probably not. More facts and the precise nature of anything you signed would...
Michael John Harrington
Michael John Harrington's answer
Contributor Level 5

There are securities lawyers that deal with this issue. I can't answer it but...
Question

Ken Bradley Dallara
Ken Bradley Dallara's answer
Contributor Level 4

This is a civil case alleging breach of contract, fraud, and an accounting. It...
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Ryan Patrick McClure's answer
Contributor Level 6

You cant prosecute him the D.A. needs to do that. It sounds like you have a...
Question

Joel Richard Beck
Joel Richard Beck's answer
Contributor Level 4

The location of the attorney you need may be dependent more on the parties...
Debra G. Speyer
Debra G. Speyer's answer
Contributor Level 3

The Public Investors Arbitration Bar would be a good place to start. www.piaba....
Question

Michael Emory Clark
Michael Emory Clark's answer
Contributor Level 5

Since most securities firms now contractually require disputes to be handled...
Debra G. Speyer
Debra G. Speyer's answer
Contributor Level 3

Taking your question at face value, if the financial consultant recommended an...
Question

Margery Ellen Golant
Margery Ellen Golant's answer
Contributor Level 8

There has been a huge amount of unscrupulous and dishonest lending that has...
Christopher Robert Twining
Christopher Robert Twining's answer
Contributor Level 4

Yes there are attorneys who still do pro-bono work. Have they tried to contact...
Question

Joel Richard Beck
Joel Richard Beck's answer
Contributor Level 4

Whether you have a case or not can't be answered based only on the limited...
Debra G. Speyer
Debra G. Speyer's answer
Contributor Level 3

I believe you have a case. I bet he did not disclose to you the hugh commission...

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