Experienced Financial Services Attorney Flat Fee Billing Expert Advice. Unparalleled Service.
Practice areas & skills: Financial Markets and Services, Business, Corporate & Incorporation, Securities & Investment Fraud, Contracts & Agreements
Mark Haddad works on mergers and acquisitions, real estate, public and private financings, investment funds, project development and other transactional and financial regulatory matters. In his international work, Mark has advised clients on mat...
Practice areas & skills: Financial Markets and Services, Banking, Mergers & Acquisitions, Business, Project Finance
HEDGE FUND ATTORNEY IN NYC: Stephen provides general counsel services to investment advisers, private investment funds and family offices on a consultative basis. He advises clients on all aspects of asset management, from entity formation to in...
Practice areas & skills: Financial Markets and Services, Securities Offerings, Contracts & Agreements, Federal Regulation, Venture Capital
Review: “While an officer (President) and director of a publicly-traded company, I had the unfortunate experience of defending a number of lawsuits (stemming from one disgruntled source) that, in my opinion (and ultimately the cou...
Practice areas & skills: Financial Markets and Services, Business, Commercial, Intellectual Property
I am a New York-based securities litigation and arbitration attorney representing defrauded investors, financial industry professionals in employment disputes and regulatory investigations, and whistleblowers under Dodd-Frank.
Practice areas & skills: Financial Markets and Services, Litigation, Securities & Investment Fraud, Arbitration
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Financial markets, like NASDAQ, serve as clearing houses for stock sales and trades of publicly owned corporations. The financial markets and services industry is carefully regulated because there is a large volume of daily transactions, with substantial amounts of money involved. Ample room exists for system abuses and simple human error. Financial markets and services attorneys assist in stockholder and investor lawsuits, securities-related class actions, regulatory investigations and enforcement actions, private proceedings, broker-dealer claims, and actions involving tender offers and proxy contests. If you own stock in a publicly held company and have a concern or issue, a lawyer with a background in financial markets and services will be able to advise you.