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Fiduciary responsibility is a sacred code in the investment community. My financial advisor violated this code. My recourse?
Jeffrey's answer
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Answered on August 17, 2019
There are definitely issues here. The duty to take out of the market depends on a couple factors, which would need to be explored. First, there...
Archived
How can my daughter get her money back?
Jeffrey's answer
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Answered on July 22, 2019
Much more would need to be known. Who recommended the investments? What investments were recommended? Were investments recommended that did not...
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What should I do about a signed annuity contract that I was misinformed on?
Jeffrey's answer
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Answered on February 07, 2019
Securities brokers, who commonly refer to themselves as "financial advisors," and most insurance brokers have a duty to only sell suitable...
Is there a time limit for filing a claim against an ETF fund group for possibly fraudulent securities practices?
Jeffrey's answer
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Answered on February 04, 2019
For fraud you would have a time limitations in the form of the statute of limitations. The causes of action appear to arise under federal...
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Can I sue my brother even if we had no contract?
Jeffrey's answer
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Answered on January 16, 2019
Contracts can be verbal if fall within the statute of frauds. Not enough here to know if that is the case.
Contractual breach is just one of...
Can I sue an unlicensed trader who lost 70% of my life savings in 2 weeks?
Jeffrey's answer
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Answered on January 07, 2019
This person owes fiduciary duties to you in the management of you portfolio. If he has managed in a manner in violation of these duties you may...
Archived
Any attorney recommended attorney's for Investment Fraud in MD?
Jeffrey's answer
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Answered on December 24, 2018
You might not be limited to an attorney in Maryland depending on how the funds were invested. If you invested your funds with a licensed broker,...
Robinhood mistake cost me over $50,000.00 on Dec 13, 2018. They mistakenly deactivated my account. What legal action can I take?
Jeffrey's answer
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Answered on December 21, 2018
This is arguably a trade failure case, though all the documents should be reviewed before the case can be evaluated. The argument is that the...
Archived
How can I find out which area of law best represents my legal challenge?
Jeffrey's answer
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Answered on December 13, 2018
What type of real estate investment? Was the advisor licensed as a securities broker? If a broker, you will need to arbitrate the claim through...
My Financial Advisor invested my monies in a Ponzi scheme Woodbridge Group of Companies, Robert Shapiro owner
Jeffrey's answer
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Answered on November 29, 2018
Yes, your financial advisor can be sued. He should have done sufficient due diligence on this investment. I am handling a number of Woodbridge...
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