What is the statute of limitations on getting money back from someone who put it into a Cd... and lost it
Jeffrey's answer
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Answered on November 26, 2018
There are more facts that are needed to answer, such as where was it to be invested, the connections the in-law has with Washington, and whether...
Archived
If my company states a $5M target in the private placement memorandum and SEC filings, can we have oversubscription?
Jeffrey's answer
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Answered on November 16, 2018
A lot more needs to be known to answer this question. You should contact an attorney that specializes in offerings or PPMs rather than just...
Archived
Do I need a license or registration to sell my Futures/Stock signal?
Jeffrey's answer
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Answered on November 14, 2018
This question is way too complicated to be answered on this forum. A lot of additional information would also be needed to answer. You should...
What type a lawyer would I need if I wanted to sue a Forex trader for fraud?
Jeffrey's answer
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Answered on November 14, 2018
You should contact an attorney experienced in the handling of investment fraud cases. Look here at AVVO or go to PIABA.org. There may be an...
Archived
Can Robinhood Stock Broker be sued for forcibly closing an option early?
Jeffrey's answer
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Answered on October 03, 2018
Much more needs to be known to answer. Was the account margined at the time? Were you subject to a margin maintenance call at the time? Did you...
What are success stats on suing a successful Financial Advisor for lost $140k investment w/ full recovery vs FINRA arbitration?
Jeffrey's answer
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Answered on September 17, 2018
You will likely be compelled to arbitrate if investment made in the last six years. So you may not have a choice. However, both arbitration and...
Archived
Are capital gains considered marital money?
Jeffrey's answer
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Answered on September 04, 2018
You should speak to a divorce lawyer in your state. Marital property rules change state to state.
Archived
Trying to recover 14k in an investment with a trade group?
Jeffrey's answer
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Answered on August 27, 2018
I am not real clear as to what was going on here and would need clarification before I could give an answer. Was the $20,000 investment in the...
What recourse do I have to recover money invested by my financial advisor in a ponzi scheme?
Jeffrey's answer
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Answered on August 23, 2018
Your advisor and his firm may responsible for your losses and you may be able to rescind the purchase of these investments. Sale of certain...
Archived
Default Judgement after demurrer to complaint is sustained without leave to amend
Jeffrey's answer
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Answered on August 17, 2018
Get a local lawyer. This does not sound good and you will need to act quickly to protect your rights/appeal/seek reconsideration. There is too...
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