This sounds like a private individual who posed as having a legitimate business and proceeded to defraud you. These are challenging cases,...

This is a horrible situation. Luckily, California has good law concerning financial abuse of the elderly. These statutes are triggered by age and...

There are many red flags that your brokerage (I assume it is a brokerage since you have complained to FINRA) should have caught prior to the fund...

With UBS admitting liability, the issue is one of calculating damages. You say "potential damages could be huge." If you mean by this that the...

Hopefully, they are friendly witnesses and will appear without a subpoena. If not, you have to submit a motion to the chair, along with copies of...

What kind of broker is this person? Real estate or securities? If securities, her brokerage has a duty to oversee her and monitor outside...

Well, there is a lot more that would need to be known. This includes the dates the securities were sold and your husband's risk tolerance and...

The most significant inhibitor you have to an attorney taking your case on contingency is that it sounds like the defendant is going to jail. It...

A lot needs to be answered before a course of action can be taken and the type of attorney that you need. Who defrauded you? Where are they...

Not all securities attorneys draft private placements. This is not something I would personally do. There are a few in Denver you should contact....