My Aunt and her girlfriend both millionaires have been scammed by a financial planner disbarred from Texas and WA state.

More would need to be known about the financial planner's actions, but fraud victims can seek legal recovery in both Canada and US. Also, more...

The handling of a FINRA arbitration takes a specialized skill. While there may be a lot of attorneys in California there are probably a limited...

ClaraPhi is a registered investment adviser (RIA). This is different than a financial advisor, which is a term generally reserved for securities...

What specialty Attorney would I hire please see below?

This looks to be a scam referred to as "selling away." A broker will solicit his investors for something outside the supervision of his employer. ...

How do I get my money back? Is my wife committing a crime?

I also agree. There needs to be sufficient power of attorney to liquidate someone else's holdings, especially when the withdrawal could not only...

Is a financial service website liable for the accuracy of the data it provides?

Under FINRA rules a securities broker has a duty to display accurate information on its site. Not certain you can bring a class action, since more...

These EB 5 brokers are largely regulated by FINRA since most brokers are licensed securities brokers. As such, they are required to adhere to...

Depends on many factors such as whether the non-disabled twin is a licensed broker, the state where all this occurred, the level of disability of...

Fiduciary responsibility is a sacred code in the investment community. My financial advisor violated this code. My recourse?

There are definitely issues here. The duty to take out of the market depends on a couple factors, which would need to be explored. First, there...

How can my daughter get her money back?

Much more would need to be known. Who recommended the investments? What investments were recommended? Were investments recommended that did not...