Archived
What can b done abt this? Can I sue the S.E.C. for ignoring my claims? They've already felt heat for doing 0 in the Madoff case
Jeffrey's answer
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Answered on April 06, 2020
You should hire an attorney. I believe the SEC has discretion, but an attorney can frame the issue better and make the claim more attractive.
Archived
Lost about 300k investing into LK (China), finding out that they falsified their sales, what can I do to recover my money?
Jeffrey's answer
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Answered on April 05, 2020
Legal responsibility also rests upon any securities professional that recommended the investment to you. Such professional, either by himself or...
Can I sue someone who I allowed to make trades in my broker account for losses?
Jeffrey's answer
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Answered on March 17, 2020
Much more would need to be known. This would include the agreement with and the background of the trader. But from what little we know, the...
Archived
My online broker was having website issues. These issues caused me to place a bad order & lose $. How can I get my money back?
Jeffrey's answer
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Answered on March 16, 2020
FINRA requires all brokerages to have business continuity plans to allow you to access your funds. They also have an obligation to place correct...
Archived
Do I have recourse with a financial advisor giving an intern access to my financials and subsequently using the info against me?
Jeffrey's answer
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Answered on March 04, 2020
More information is needed, but know that a brokerage can be liable for not safeguarding your information. This includes the obligations it has...
Archived
Stock broker pressure me to lose my saving?
Jeffrey's answer
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Answered on February 21, 2020
Each stock broker has a duty to only recommend suitable investments. This includes not just the investment itself but whether the concentration of...
Can I sue Robinhood for Misleading Advertisement and a Breach of Contract on Margin Lending?
Jeffrey's answer
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Answered on January 26, 2020
I speak to a lot of investors concerning Robinhood. However, much more would need to be known about this present situation to know if you have a...
Can someone help me against my bank?
Jeffrey's answer
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Answered on January 15, 2020
A lot more needs to be known before an answer can be given. How was the payment made to the scammer? Was the bank account in question the account...
Archived
Can i get back money i was scammed out of
Jeffrey's answer
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Answered on January 02, 2020
I agree that your best bet is probably to contact a regulator. This might not be big enough for a private attorney to handle on a contingency...
Archived
How do I recover $364,000 in damages from JP Morgan, Deutsche, MLCI for Spoofing the precious metals markets from 2008 to 2014.
Jeffrey's answer
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Answered on January 02, 2020
Your matter would require arbitration through FINRA, not litigation. When you opened accounts with these broker-dealers you would have agreed to...
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