Margin cases are hard, but margin contracts, like all contracts, come a duty on the part of the brokerage to act in good faith and deal fairly. ...

This sounds like an unlicensed broker. One way to find out is to search this person's records on FINRA's Brokercheck.org. If the person is a...

The accredited investor standard is there to protect you and means that the investment has a lack of transparency that usually equates to a much...

Freeriding issues are complex. The shortfall could be due to many issues other than freeriding. Do you have other information that would support...

Sounds to me like you have suffered a sufficient loss. A brokerage firm has the obligation to safeguard your funds. Losing your funds is a breach...

Schwab has a duty to hold the correct amount of cash in your account. It also has a duty of good faith and fair dealing when determining margin...

All securities brokerages have a duty of timely execution of trades. That extends even to self-trading platforms like IB. Brokerages also have...

GLBA obligations are very similar to most financial institutions. You could use a securities or banking attorney.

Any suit with Fidelity would be subject to the contract with Fidelity that you signed when you opened your account. Fidelity's agreement, the one...

It is definitely a violation of FINRA regs for the broker to either ask for or accept a loan from an investor. Though I think "embezzlement" may...