It is definitely a violation of FINRA regs for the broker to either ask for or accept a loan from an investor. Though I think "embezzlement" may...

I reiterate the prior answer that you need an attorney with arbitration experience. Securities brokers always have arbitration agreements in...

A brokerage has a lot of latitude to protect itself in margin lending. This can include giving it discretion to choose the holdings to liquidate. ...

You can also sue the business that allowed the impersonation if they knew or should have known of the impersonation and did not take reasonable...

You will need an attorney with FINRA arbitration experience. All suits with brokerage firms are required to be arbitrated.

A lot of this answer depends on who sold you the investment. If a broker sold you this investment you would be required to arbitrate your dispute...

This is an area I handle. You can also find others at piaba.org.

Much more would need to be known to evaluate this case. In particular, the fraudulent paperwork and any nexus between the fraud and the...

Absolutely. The brokerage firm can also be sued.

I am an attorney in Colorado and I can tell you that the statute of limitations under the Colorado Securities Act for misrepresentations in the...