Daniel J. Broxup is a leading securities arbitration and litigation attorney who represents investors nationwide. He is a member of the Public Investors Arbitration Bar Association (PIABA) and a former Director of Michigan State University’s Investor Advocacy Clinic. He regularly speaks and writes about legal issues affecting investors and the investment industry and has passed Level 1 of the Chartered Financial Analyst (CFA) examination series. Dan currently serves on his firm’s 3-person Management Committee and is vice-chair of his firm’s litigation practice group. For information regarding Dan's case results and pending investigations, visit his securities law blog by clicking here. For information on some of the claims that Dan routinely handles, click on the links below.
• Suitability
• Breach of Fiduciary Duty
• Excessive Concentration
• Selling Away
• Churning
• Unauthorized Trading
• Ponzi Schemes
• Securities Fraud
1
Practice Area
25%-33%
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Chat withState: Michigan
Acquired: 2009
No misconduct found
900 Monroe Ave NW, Grand Rapids, MI, 49503-1423
Showing 1 - 4 of 4 client reviews from Avvo
Posted by Daniel | September 30, 2019 | Hired Attorney
Dan thank you for your help and support. Dan was direct and straight forward and he was very efficient in the way he billed and the time he spent on my issue with a crypto currency exchange and the deep legality and technicality that had me lose a lot of money. He contacted the exchange, gave amazing...
Posted by John | April 13, 2018 | Hired Attorney
Attorney Dan Broxup represented me in a FINRA case which took a year and a half and was very involved. I have never been involved with a legal action like this but Dan handled it very well, kept me informed, and continually explained the process in terms that were easily understood. Dan’s understandi...
Posted by anonymous | April 1, 2018 | Hired Attorney
I hired Daniel Broxup to represent me in a securities and investment fraud case. This case (FINRA) was against a former financial advisor. Daniel was hired to litigate the securities portion of what was a civil case at the time. He made it very clear how to divide the case, and he handled the securit...
Posted by Susan W | March 30, 2018 | Hired Attorney
Daniel Broxup was a lifesaver for my family. Brokers have no problems finding attorneys, but the general public has no one. Mr. Broxup and his team were wonderful helping me in the FINRA case. They analyzed all the relevant information and the resulting settlement was great. He understood the iss...
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JD - Juris Doctor
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BA - Bachelor of Arts