Daniel J. Broxup is a leading securities arbitration and litigation attorney who represents investors nationwide. He is a member of the Public Investors Arbitration Bar Association (PIABA) and a former Director of Michigan State University’s Investor Advocacy Clinic. He regularly speaks and writes about legal issues affecting investors and the investment industry and has passed Level 1 of the Chartered Financial Analyst (CFA) examination series. Dan currently serves on his firm’s 3-person Management Committee and is vice-chair of his firm’s litigation practice group. For information regarding Dan's case results and pending investigations, visit his securities law blog by clicking here. For information on some of the claims that Dan routinely handles, click on the links below.
• Suitability
• Breach of Fiduciary Duty
• Excessive Concentration
• Selling Away
• Churning
• Unauthorized Trading
• Ponzi Schemes
• Securities Fraud
1
Practice Area
25%-33%
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Chat withState: Michigan
Acquired: 2009
No misconduct found
900 Monroe Ave NW, Grand Rapids, MI, 49503-1423
4 Client Reviews
Showing 1 - 2 of 2 reviews | Communication Style
Posted by anonymous | April 02, 2018 | Hired Attorney | Securities & Investment Fraud
Retired victim of securities fraud
I hired Daniel Broxup to represent me in a securities and investment fraud case. This case (FINRA) was against a former financial advisor. Daniel was hired to litigate the securities portion of what was a civil case at the time. He made it very clear how to divide the case, and he handled the securit...
Posted by Susan W | March 31, 2018 | Hired Attorney | Financial Markets and Services
Broker fraud
Daniel Broxup was a lifesaver for my family. Brokers have no problems finding attorneys, but the general public has no one. Mr. Broxup and his team were wonderful helping me in the FINRA case. They analyzed all the relevant information and the resulting settlement was great. He understood the iss...
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JD - Juris Doctor
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BA - Bachelor of Arts