Bryan Stuart Wells

General corporate and business law, including mergers and acquisitions, corporate formations, contractual matters, new business ventures, and securities law matters.

Banking regulatory and compliance matters; lender and borrower side financings; federal and state examination and regulatory and enforcement matters.

Broker-dealer and investment adviser regulatory and enforcement matters, including Wells proceedings, FINRA and SEC examination and regulatory enforcement, and day to day broker-dealer and investment adviser compliance matters.