FINRA Securities Arbitration and Investment Fraud Litigation. National Practice. Free Consultation. Contingent fee. (877) SEC-ATTY.
Nicholas J. Guiliano has extensive experience in the litigation of investor claims and securities related matters before the Financial Industry Regulatory Authority or FINRA, and state and federal court, individually and as class actions, including before the Judicial Panel on Multidistrict Litigation.
He has represented more than 1,000 public customers from approximately 38 different states, and several foreign countries in connection with claims against brokerage firms, stockbrokers, or investment professionals for fraud in connection with the sale of securities, the sale of defective securities, the sale unregistered securities, the provision of negligent investment advice, breach of fiduciary duty fraud, conversion, stockbroker theft, the failure to supervise, and other forms of stockbroker misconduct.
Mr. Guiliano has been featured in numerous publications including Forbes Magazine, Smart Money Magazine, Cranes Business Daily, Investors Business Daily, and the Wall Street Journal, and has appeared as a guest on CNBC, as well as various talk radio stations throughout the country. Mr. Guiliano has lectured on the topic of securities arbitration at several law schools, at national securities law and arbitration conferences, and before various civic and political organizations.
Mr. Guiliano is from Seaside Heights, New Jersey. He attended the Admiral Farragut Naval Academy and is a graduate of the Peddie School. Mr. Guiliano is an honors graduate of Tulane University in New Orleans, where he studied economics and finance. Following his graduation from Tulane, Mr. Guiliano was a securities analyst and investment strategist at a New York Stock Exchange member firm, and later became Director of Investment Research at a large regional securities firm. Mr. Guiliano studied international law and legal analysis at Harvard University, and is a graduate, also with honors, from the Temple University School of Law.
Mr. Guiliano was the first place winner of the I. Herman Stern Moot Court Competition, the winner of "Best Brief" in the National Corporate Law Moot Court Competition, and a National Moot Court competition quarter finalist. He is the author of “The Sudden and Accidental Exception to the Pollution Exclusion Solution,” 13 TEMP. ENVTL. L. & TECH. J. 401, and the winner of the Reuben E. Cohen Award for Highest Academic Achievement in Zoning and Land Use Planning Law, and the Temple Alumni/ae Moot Court Award. Mr. Guiliano served in a Clinical Federal Judicial Clerkship to the Hon. Clarence C. Newcomer, in the United States District Court for the Eastern District of Pennsylvania.
Prior to founding the Guiliano Law Firm, P.C. Mr. Guiliano was associated with the Philadelphia law firms of Berger and Montague, P.C. and Barrack Rodos & Bacine, where he practiced securities class litigation, antitrust class litigation and other complex litigation.
Mr. Guiliano is also a member of the Public Investors Arbitration Bar Association.
Practice areas
FINRA Securities Arbitration. National Practice. Representation of investors in claims against stockbrokers and investment professionals for fraud in connection with the recommendation and sale of defective securities, negligent provision of investment advice. Contingent Fee. Free Consultation.
31 years
Languages spoken
English
The Guiliano Law Firm, P.C.
1700 Market Street
Suite 1005
Philadelphia, PA, 19103-3920
Guiliano Law Group, P.C.
1260 South Soto Street, Suite 7
Los Angeles, C, CA, 90023
Guiliano Law Group, P.C.
2750 NE 185th Street, Suite 302
Aventura, FL, 33180
State | Status | Acquired | Updated |
---|---|---|---|
PA | Active | 1995 | 01/02/2021 |
Legal answers | 0 |
Legal guides | 1 |
Award name | Grantor | Date granted |
---|---|---|
Distinguished | Martindale-Hubbell | 2018 |
Alumni Moot Court Award | Temple University Law School | 1995 |
Ruben E. Cohen Award for Land Use Planning | Temple University Law School | 1995 |
Title | Company name | Duration |
---|---|---|
Owner | The Guiliano Law Firm PC | 1999 - Present |
Associate | Berger & Montague | 1997 - 1999 |
Associate | Barrack, Rodos & Bacine | 1994 - 1997 |
Association name | Position name | Duration |
---|---|---|
Public Investor Arbitration Bar Association | Member | 1995 - Present |
Philadelphia Bar Association | Member | 1994 - Present |
Justinian Society of Lawyers | Member | 1994 - Present |
Publication name | Title | Date |
---|---|---|
PIABA Annual Meeting | What I Discovered In Discovery | 2012 |
Temple Environmental Law & Technology Journal | The Sudden and Accidental Exception to the Pollution Exclusion Solution | 1994 |
Smart Money Magazine | Is your Broker a Crook? | N/A |
School name | Degree | Graduated |
---|---|---|
Tulane University | BS - Bachelor of Science | 1982 |
Harvard University | N/A | N/A |
Temple University - James E. Beasley School of Law | JD - Juris Doctor | N/A |
Conference name | Title | Date |
---|---|---|
Public Investors Arbitration Bar Association Annual Meeting | What I Discovered In Discovery | N/A |
CNBC Business Center | Tricks of the Trade | N/A |
Case name | Outcome |
---|---|
Schreiner v. Aregatta Sports and Entertainment, Inc, et al. Action No. 2:13-cv-02853 (PBT)(E.D. Pa. 2013) | |
Mandell v. Reeve, Action No. 11-5238 (2d Cir. 2011) | |
In Re: Royal Alliance Associates, Inc., Securities Litigation, MDL No. 2337 (J.P.M.L. Apr. 16, 2012) | |
Ross H. Mandell v. Nicholas Spencer Reeve, et al., 2011 U.S. Dist. LEXIS 114804, Action No. 10-cv-6530 (RJS)(S.D.N.Y) | 2011 U.S. Dist. LEXIS 114804 |
Franko v. Ameriprise Financial Services, Inc. Civil Action No. 09-cv-09 (JP)(E.D. Pa. 2009) |
Multi-Financial Securities Corp. v. Brown, 2002 U.S. Dist. LEXIS 26527, ACTION NO. 02-3828 (E.D. Pa) |
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Jon Furgison, Securities and investment fraud Attorney on Nov 10, 2015
Relationship: Fellow lawyer in community
Nick is an experienced and knowledgeable securities attorney and advocate for investor rights.
Robin Bleecher, Securities and investment fraud Attorney on Feb 27, 2015
Relationship: Fellow lawyer in community
Nick is very sharp, aggressive and gets good results.
Stephen Wexler, Securities and investment fraud Attorney on Feb 11, 2015
Relationship: Opposing Counsel on matter
I endorse this lawyer.
Lawrence Deutsch, Securities and investment fraud Attorney on Feb 11, 2015
Relationship: Co-worker
I endorse this lawyer. Nick is highly knowledgeable and skilled in representing investors in disputes with brokers, particularly those argued in FINRA arbitrations. He is exceptional in this practice area. I have worked with him on such matters so I know this from personal experience.
Brian Mahany, Securities and investment fraud Attorney on Feb 10, 2015
Relationship: Worked together on matter
We have worked with Nick for many years. I have known him since law school and began referring all my investment fraud clients to him about 10 years ago. They love him and his work. Great results, decades of experience, great communications skills... all true but that doesn't fully capture Nick's skills. The best endorsement I can give is to say that I would recommend him to my family if they lost money to a bad stockbroker or investment fraud.
John Roberts, Securities and investment fraud Attorney on Feb 10, 2015
Relationship: Worked together on matter
Attorney Guiliano is an authority on securities law and investment fraud. In cases where unsuitable investments have caused harm to people who are elderly or under a disability, he has been prompt, thorough and realistic in investigating and obtaining recovery. He is able to explain in plain language the procedures and range of possible outcomes in this highly specialized field of law, so that our clients can make informed decisions in pursuit and settlement of their claims.
Ian Frimet, Securities and investment fraud Attorney on Feb 10, 2015
Relationship: Opposing Counsel on matter
I have worked with Mr. Guiliano as an adversary on several occasions and each time he has practiced with the utmost skill and professionalism.
Eric Lechtzin, Securities and investment fraud Attorney on Sep 24, 2010
Relationship: Worked together on matter
I endorse this lawyer's work. Mr. Guiliano is an excellent attorney. I have worked with Mr. Guiliano on a couple of matters and found him to be highly knowledgeable about securities fraud and an aggressive advocate for his clients. I would refer clients to him for any broker-dealer arbitration matter without hesitation or reservation.
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