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Chat withState: New York
Acquired: 1985
No misconduct found
50 Charles Lindbergh Boulevard Suite 505, Uniondale, NY, 11553-3650
Not Yet Reviewed
"Bob Lehman is the one attorney I would endorse without reservation on broker-dealer matters. During the course of his legal career, Bob has guided numerous securities firms through the complexities of formation, organization, operation and restructuring and, in the doing, has established himself as the 'go-to' attorney in this area. Bob has a keen understanding of the regulations affecting the securities industry and, most importantly, knows how to reconcile legal and business concerns. Bob Lehman is thus well-respected by his legal colleagues and highly appreciated by his clients."
Financial markets and services lawyer
1997 - Present
Nassau County Bar Association, Securities Law CommitteePresident
Chairman
Member
Member
Member
1995 - 1997
Nassau County Bar Association, Securities Law CommitteeVice Chairman
1992 - 1994
Nassau County Bar Association, Corporation Law CommitteeChairman
1987 - 1988
American Bar Association, Securities Law CommitteeVice Chairman
1985 - 1990
New York County Lawyers' Association, Committee on Securities and ExchangesMember
1984
JD - Juris Doctor
1981
BA - Bachelor of Arts
1999
Purchase and Sale of a Small Business
1997
Unknown
1996
Practical Primer on the Restriction Agreement Process
1996
Unknown
1995
A Practical Primer on the Controversy Surrounding the Use of 'Soft-Dollars' and Payment for Order Flow,
1995
The Hiring and Supervision of Registered Representatives
1995
Formation and Organization of Partnerships
1995
Unknown
1995
Purchase and Sale of a Small Business
1992
Unknown
1992
Unknown
N/A
ARequirements for Investment Advisers@
N/A
Why You Must Be a Registered Investment Adviser
1991
English