$ 500-500 per hour
HEDGE FUND ATTORNEY IN NYC: Stephen provides general counsel services to investment advisers, private investment funds and family offices on a consultative basis. He advises clients on all aspects of asset management, from entity formation to investor relations. An experienced in-house attorney, Stephen also assists clients in selecting and managing their full-service outside counsel. He opened his solo New York law practice in 2010.
$ 500-500 per hour
Quickly connect with top attorneys through our legal directory to get help with your legal issue.
Chat with a live agent who can match you with the right attorney for your legal needs.
Chat withState: New York
Acquired: 1981
No misconduct found
375 Park Ave., Suite 2607, The Seagram Building, New York, NY, 10152
Not Yet Reviewed
Financial markets and services lawyer | Nov 21
Relationship: Fellow lawyer in community
"Stephen is an experienced lawyer who has worked on Wall Street's legal side for decades. Essentially, he knows what investment companies need to know. He is an excellent resource for information and counseling, and he does it all with a smile."
Financial markets and services lawyer | Nov 22
Relationship: Fellow lawyer in community
"I know Stephen from participation in the New York City Bar Association. From discussion of issues of mutual interest to our respective clients, I know that Stephen is a leader in his practice area, focusing on providing general counsel services to asset managers and private investment funds. We have subsequently shared our ideas about counseling clients in the investment advisory space and I feel very confident that Stephen provides top-notch legal risk management guidance to those who seek his advice. I am happy to endorse him."
"Throughout the course of my 27 years of practice, Steve has repeatedly proven himself to me to be a very knowledgeable, helpful and accessible resource in the complex field of hedge fund and investment advisory regulation and management. Professorial, thorough and conscientious, Steve consistently has applied his impressive analytical and communication skills to great effect and has served his clients well. I highly endorse Stephen."
"Stephen Bornstein and I worked together at Bear Stearns in the 1980's when Bear's legal department consisted of only a handful of lawyers. Each of us had to cover several different businesses and investment products and, even in this group, Stephen was widely regarded as a sounding board for the other lawyers. Stephen spent 22 years as general counsel of Bear's asset management division, and then went on to serve as senior counsel to D. E. Shaw's institutional asset management business. Last year, Stephen opened his own solo practice providing general counsel services to asset managers on an outsourced basis. Any hedge fund manager or investment adviser I know would do well to take advantage of Stephen's substantial in-house experience, and I endorse him heartily."
Financial markets and services lawyer | Sep 09
Relationship: Fellow lawyer in community
"I endorse this lawyer. Stephen has unparalled expertise and experience in the investment advisory area which he is now bringing to his cutting edge boutique law practice."
"My law partner and I recently had the pleasure of meeting Stephen and we both came away impressed at his approachability, openness and willingness to share his knowledge and expertise with us. Stephen is a "counselor" in the truest sense of the word, as he has the ability to leverage his impressive experience and meticulous preparation in a complicated, ultra-regulated area of the law, and then explain it in clear, no-nonsense terms that non-practitioners can understand and then act upon. This is an amazing ability for an attorney to have as it creates so much value for his clients by taking out a lot of the guesswork from a rather complicated field rife with traps for the unwary. In short, a great attorney and even better person who gets a very enthusiastic recommendation from me."
"I wholly endorse this lawyer. Stephen has a unique law practice that provides asset managers with unparalleled personalized service to allow them the peace of mind that they are in full compliance with the complex regulations governing their investment operations. Whether he represents a client directly or helps a client select outside counsel whose legal services he will oversee, he is always responsive and attentive to his client's needs. I would not hesitate to refer a client to Stephen."
"I highly endorse Stephen Bornstein. At a recent seminar I attended, Stephen educated all of the participants as to the management and regulation of hedge funds and other investment advisers. He is unquestionably the attorney I would call on if I were running such an operation and had any kind of legal concerns. There is just no substitute for the wealth of knowledge and experience he brings to his clients."
Contracts and agreements lawyer
Tax lawyer
Securities offerings lawyer
Admiralty and maritime lawyer
Tax lawyer
Tax lawyer
Personal injury lawyer
2013
Super Lawyer, New York Super Lawyers
1980
Moot Court semi-finalist, University of Virginia School of Law
1964
Institute Judicial Committee, MIT
1963
Dean's List, MIT
1961
Modern Prize, Boston Latin School
2006 - 2009
Senior Vice President, D. E. Shaw & Co., L.P.
1984 - 2006
General Counsel & Executive Vice President, Bear Stearns Asset Management Inc.
1980 - 1984
Associate, Willkie Farr & Gallagher
2011 - Present
New York Hedge Fund RoundtableMember
2011 - Present
Hedge Fund General Counsel SummitMember
2011 - Present
Connecticut Hedge Fund AssociationMember
2011 - Present
Family Offices GroupMember
2011 - Present
Fund of Funds NetworkMember
2011 - Present
Regulatory Compliance AssociationMember
2011 - Present
New York City Bar AssociationMember
1981 - Present
New York State Bar AssociationMember
1981 - Present
American Bar AssociationMember
Case was decided in favor of defendant.
Case was mediated with a settlement favoring the defendant.
1980
JD - Juris Doctor
1965
BS - Bachelor of Science
1961
2013
Why the Most Successful Hedge Fund Managers are Setting Up Single Family Offices
2013
Non-Correlated Investments
2002
Hedge Fund Management
1995
ERISA Concerns of Hedge Funds
1986
Prospectus Disclosure:Too Little Information or Too Much
1986
Disclosure Risks in Securities Underwritings
2014
2013
2011
2011
2011
2011
2011
2011
2011
2011
2011
2011
2011
1986
English
Legal Guides
Marketing Private Investment Funds: Who Needs to Register as a "Broker" with the SEC
16 Jan 2012
Application of the Foreign Corrupt Practices Act to Asset Managers
23 Dec 2011
Performance Presentations by Asset/Fund Managers
30 Jul 2011