Michael James Giarrusso

I recently hired Michael to represent me after I left a large broker-dealer to help ensure that my U5 disclosure was accurate and also sought his assistance on a related CFP Board issue. He was able to add value and help me work with compliance departments, and langue to use in interviews, positionin...g the issue in a positive way. I’m very happy with the outcomes. I would strongly recommend his services.

I recently hired Michael to represent me following my separation from a major brokerage firm, and I cannot speak highly enough of his services. He skillfully negotiated the terms of my U5 disclosure with my former employer and provided invaluable guidance throughout a CFP Board inquiry. Thanks in lar...ge part to his expertise and counsel, I was able to secure employment with another broker-dealer. Michael’s responsiveness, professionalism, and deep understanding of the regulatory landscape were apparent from day one. He brought a sense of clarity and peace of mind during a particularly stressful chapter of my career. The investment in his services paid off many times over. I would recommend him without hesitation to any financial professional navigating similar challenges.

I recently hired Michael to represent me after I received a Notice of Investigation from the CFP Board. Michael took the time to explain the process and helped me craft my response to the CFP Board, ultimately helping me to successfully resolve the matter when the CFP Board sent a letter closing thei...r investigation.

I recently received a settlement negotiated by Michael in a FINRA complaint regarding a badly represented REIT. I found Michael to be competent, always available, very thorough in all communications and on top of that very personable. I believe he did a great job of representing my interests and re...solving the complaint. Highly recommended in anything involving FINRA or REIT issues.

Michael represented us when one of our investments went bankrupt. He explained what he was going to do and what the different results might be. Once a course of action was determined, Michael set about to obtain a fair and equitable settlement, in a very quick and efficient way. We enjoyed working wi...th Michael and we were pleased with the end results of his work.