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Michael J. Giarrusso is a seasoned financial services attorney who represents investors and financial services professionals. His practice is broad in scope and national in coverage, handling all manner of issues concerning investments and legal claims unique to the securities industry.
On behalf of investors, Mr. Giarrusso pursues claims against registered representatives, associated wealth managers, and broker-dealers. The most common grounds for these actions include unsuitability, overconcentration, excessive trading or churning, misrepresentation and/or omission, fraud, breach of fiduciary duty, and failure to supervise. In some cases, he may co-counsel with other attorneys to gain a strategic advantage and expedite results.
On behalf of securities industry employees including brokers and other licensed professionals, Mr. Giarrusso possesses substantial experience offering representation in the context of FINRA arbitration, as well as FINRA regulatory inquiries and disciplinary proceedings. He is adept at handling various employment-related matters unique to the securities industry, including Form U4 disclosure issues, Form U5 expungement matters, on the record interviews (OTRs), and compensation-related disputes.
Mr. Giarrusso is a former financial industry professional who knows the securities industry and understands complex financial products, sales practices, and regulatory issues. As a securities-based lending analyst for a large broker-dealer, Mr. Giarrusso monitored the integrity of collateral underlying securities-based loan portfolios. In this role he worked with financial advisors and their clients on various hedging and risk mitigation strategies, including the use of options to hedge against downside risk on concentrated collateral positions.
Prior to founding his own practice, Mr. Giarrusso worked for several well-regarded securities arbitration and litigation boutique law firms in the New York area, and for a major law firm based in the Mid-Atlantic.
Mr. Giarrusso has an A.B. in History from Princeton University and a J.D. from Syracuse University College of Law.
He is admitted to practice in New York and New Jersey and before the U.S. District Court for the Southern District of New York and the U.S. District Court for the District of New Jersey.
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Practice Areas
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State: New York
Acquired: 2012
No misconduct found
State: New Jersey
Acquired: 2008
No misconduct found
Mobile
111 Town Square Place, Suite 1203, Jersey City, NJ, 07310
gialawgroup.com/Other places you can find Michael online.
16 Client Reviews
Showing 1 - 5 of 5 reviews | Communication Style
Posted by anonymous | December 01, 2024 | Hired Attorney | Administrative Law
Helped me with CFP Board Investigation
I recently hired Michael to represent me after I received a Notice of Investigation from the CFP Board. Michael took the time to explain the process and helped me craft my response to the CFP Board, ultimately helping me to successfully resolve the matter when the CFP Board sent a letter closing thei...
Posted by anonymous | January 22, 2024 | Hired Attorney | Securities & Investment Fraud
Excellent representation and pleased with the outcome!
I recently received a settlement negotiated by Michael in a FINRA complaint regarding a badly represented REIT. I found Michael to be competent, always available, very thorough in all communications and on top of that very personable. I believe he did a great job of representing my interests and re...
Posted by Marc | January 30, 2023 | Hired Attorney | Real Estate
Very knowledgeable and professional
I hired Mr. Giarusso to help me recover some significant losses related to two real estate investment trusts (REITS), one of which went bankrupt, and the other of which has continually lost value over the last ten years. From the very beginning he clearly explained every step of what the process wou...
Posted by John | February 04, 2021 | Hired Attorney | Lawsuits & Disputes
First Class Representation
In cannot recommend Mr. Giarrusso enough. From our initial consultation, he was thorough in capturing every detail of my grievance. He also explained the scenarios and process very clearly and was always available if I had any questions. Due to his diligence and attention to details, I was success...
Posted by anonymous | February 12, 2013 | Debt Settlement
Expert representation - highly recommend
I recently hired Mr. Giarrusso to represent me and offer advice concerning a FINRA matter. As a financial advisor departing from the employment of a large Wall Street brokerage house, a dispute arose over monies deemed owed on an up front promissory note I had received some years ago when initially ...
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2007
J.D.
2000
A.B. in History