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Michael J. Giarrusso is a seasoned financial services attorney who represents investors and financial services professionals. His practice is broad in scope and national in coverage, handling all manner of issues concerning investments and legal claims unique to the securities industry.
On behalf of investors, Mr. Giarrusso pursues claims against registered representatives, associated wealth managers, and broker-dealers. The most common grounds for these actions include unsuitability, overconcentration, excessive trading or churning, misrepresentation and/or omission, fraud, breach of fiduciary duty, and failure to supervise. In some cases, he may co-counsel with other attorneys to gain a strategic advantage and expedite results.
On behalf of securities industry employees including brokers and other licensed professionals, Mr. Giarrusso possesses substantial experience offering representation in the context of FINRA arbitration, as well as FINRA regulatory inquiries and disciplinary proceedings. He is adept at handling various employment-related matters unique to the securities industry, including Form U4 disclosure issues, Form U5 expungement matters, on the record interviews (OTRs), and compensation-related disputes.
Mr. Giarrusso is a former financial industry professional who knows the securities industry and understands complex financial products, sales practices, and regulatory issues. As a securities-based lending analyst for a large broker-dealer, Mr. Giarrusso monitored the integrity of collateral underlying securities-based loan portfolios. In this role he worked with financial advisors and their clients on various hedging and risk mitigation strategies, including the use of options to hedge against downside risk on concentrated collateral positions.
Prior to founding his own practice, Mr. Giarrusso worked for several well-regarded securities arbitration and litigation boutique law firms in the New York area, and for a major law firm based in the Mid-Atlantic.
Mr. Giarrusso has an A.B. in History from Princeton University and a J.D. from Syracuse University College of Law.
He is admitted to practice in New York and New Jersey and before the U.S. District Court for the Southern District of New York and the U.S. District Court for the District of New Jersey.
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State: New York
Acquired: 2012
No misconduct found
State: New Jersey
Acquired: 2008
No misconduct found
Mobile
111 Town Square Place, Suite 1203, Jersey City, NJ, 07310
gialawgroup.com/Other places you can find Michael online.
16 Client Reviews
Showing 1 - 5 of 7 reviews | Professionalism
Posted by anonymous | March 19, 2026 | Hired Attorney | Administrative Law
A must-have in your corner
I engaged Mike Giarrusso to represent me in a CFP petition for fitness. Although it was not a particularly complex case, Mike treated it with importance and ultimately achieved a positive outcome for me. I was very anxious about the whole process but felt much better with Mike in my corner. He pre...
Posted by anonymous | June 08, 2025 | Hired Attorney | Employment & Labor
Exceeds expectations across all fronts
I recently hired Michael to represent me following my separation from a major brokerage firm, and I cannot speak highly enough of his services. He skillfully negotiated the terms of my U5 disclosure with my former employer and provided invaluable guidance throughout a CFP Board inquiry. Thanks in lar...
Posted by anonymous | November 10, 2024 | Hired Attorney | Lawsuits & Disputes
Exceptional Support and Expertise
It has truly been a pleasure working with Mr. Giarrusso on our claim. From the very beginning, he demonstrated a high level of professionalism, knowledge, and dedication that made a challenging process much easier to navigate. There’s no question that I would turn to him again if the need ever arose....
Posted by anonymous | January 22, 2024 | Hired Attorney | Securities & Investment Fraud
Excellent representation and pleased with the outcome!
I recently received a settlement negotiated by Michael in a FINRA complaint regarding a badly represented REIT. I found Michael to be competent, always available, very thorough in all communications and on top of that very personable. I believe he did a great job of representing my interests and re...
Posted by Marc | January 30, 2023 | Hired Attorney | Real Estate
Very knowledgeable and professional
I hired Mr. Giarusso to help me recover some significant losses related to two real estate investment trusts (REITS), one of which went bankrupt, and the other of which has continually lost value over the last ten years. From the very beginning he clearly explained every step of what the process wou...
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2007
J.D.
2000
A.B. in History