Financial services attorney primarily focused on resolving disputes through securities arbitration before the Financial Industry Regulatory Authority (FINRA), in addition to state and federal court litigation on select securities and consumer matters. On behalf of aggrieved investors, seek recovery of investment losses due to defective financial products or the wrongdoing of a broker or wealth manager. On behalf of securities industry professionals, offer representation on a broad range of matters including broker transitions, compensation-related disputes and employment matters including U5 expungement.
|Syracuse University College of Law||J.D.||2007|
|Princeton University||A.B. in History||2000|
Posted by John
Thu Feb 04 2021
Posted by anonymous
Fri Feb 08 2013
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