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Alex Robert Schmidt
About Alex
Biography
I specialize in broker dealer, securities law and criminal law. I provide legal counsel to broker dealers and investment advisors, as well as investors seeking to pursue a claim in litigation or more likely through FINRA arbitration. Prior to law school, I worked for a number of years as a Series 7 broker and Series 66 investment advisor. My practice area also focuses on regulatory inquiries and investigations, from FINRA, the SEC, as well as the New Jersey Bureau of Securities. I also handle employment related legal issues pertaining to financial advisors and registered representatives such as the Broker Protocol, FINRA expungement, and FORM U5 Reformation.
Practice Areas
2
Practice Areas
Fees and Rates
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Chat withLicenses
Licensed in New York for 8 years
State: New York
Acquired: 2017
No misconduct found
Licensed in New Jersey for 9 years
State: New Jersey
Acquired: 2016
No misconduct found
Location
Lubiner Schmidt Palumbo
123 north union ave Suite 305, cranford, NJ, 07016
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Alex Robert Schmidt's Reviews
Avvo Review Score
3 Client Reviews
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Practice Areas
Showing 1 - 3 of 3 reviews
Posted by Brian | April 01, 2019 | Hired Attorney | Car Accidents
Delivered as promised
Alex was well prepared and had me in and out while saving my license and avoiding huge fines by reducing my Leaving the scene of an accident to a ticketable non point bearing ticket saving me thousands in insurance fees and fines. Nice job!
Posted by Michael | March 23, 2018 | Hired Attorney | Lawsuits & Disputes
Trustworthy and smart
I came to them with a lawsuit I wanted to pursue against a big company. I called other lawyers who didn’t understand or wanted to listen to me. Alex and his firm listened. They reasearched the case and took it on contingency. 3 months later when no other lawyer would listen they got me mid 6 figures....
Posted by Ron | March 22, 2018 | Hired Attorney
DILIGENT AND FOCUSED ATTORNEY
Alex and his team went above and beyond for me. From our first in-person meeting, and all subsequent conversations, Alex was thorough and made me feel at ease, even though at some times I felt that there was no light at the end of the tunnel. I would absolutely recommend Alex Schmidt, and the Law fir...
Alex Robert Schmidt's Lawyer Endorsements
"Alex is a great lawyer. He has the combination of knowledge and determination needed to win cases for his clients. I highly recommend him."
Maria Blancato
Securities and investment fraud lawyer | May 08
Relationship: Fellow lawyer in community
"I endorse this lawyer. I understand works hard and diligently for his clients."
"Alex is a dedicated and knowledgeable securities lawyer who is a rising star in this field."
Michelle Welsh
Securities and investment fraud lawyer | Apr 10
Relationship: Fellow lawyer in community
"Being a former Stockbroker Alex his wealth of knowledge is vast. He has an amazing grasp of the FINRA rules and broker dealer regulations. I highly recommend this attorney if you have sustained investment losses."
Joseph McLee
Real estate lawyer
Dennis Ortiguera
Immigration lawyer
Michelle Welsh
Criminal defense lawyer
Experience
Honors
2016
The Archibald R. Murray Public Service Award, Fordham School of Law
Work Experience
2016 - Present
Associate, Lubiner Schmidt Palumbo
2015 - 2015
Summer Associate, Bressler, Amery & Ross, PC
2014 - 2014
Legal Intern, Oppenheimer
Associations
2018 - Present
Union County Bar AssociationMember
2016 - Present
SIFMAMember
2016 - Present
New Jersey Bar AssociationMember
Education
2016
Fordham University School of Law
JD - Juris Doctor
2010
Lafayette College
BA - Bachelor of Arts