Do we need a securities lawyer?

Whatever you do, you should act quickly. If the advice not to sell took place in October 2010, you could potentially be facing statute of...

I live in Michigan. How can I sue a national brokerage firm doing business in Arizona that had an employee commit fraud.

If your aunt was dealing with a securities brokerage firm, her estate would have to sue the firm in FINRA arbitration. In FINRA arbitration, the...

What is the financial difference and how do you start using an arbitration rather then a lawyer etc.

If you have a settlement offer from a firm, then you are in a good position. You could pay an attorney by the hour or with a flat fee to review a...

How do I receive arbitration award?

You may need to first turn the arbitration award into a judgment by filing a Motion to confirm the arbitration award. Once a judge turns the...

I am having an issue with fraud. I have two notes from two individuals for two different amounts and they are both in default.

It's difficult to tell whether you have a good case or not. However, you definitely should talk with an attorney as soon as possible. Many...

Which specialty would advise me regarding a claim against a major bank's Investment Services?

Just because the regulatory agencies have failed to act does not necessarily mean that you don't have a legitimate claim against the bank. You...

I believed that Merrill Lynch miss managed my financial accounts, and did not keep me the customer in mind. Should I sue?

You can sue if the advisor and/or Merrill Lynch misrepresented the risks of the investments to you, or if the investments were unsuitable for you...

I invested in an IPO. The IPO never happen. Can I take the person to court.

You can potentially take the person to court. However, if you have an investment account with this person and the person is a licensed financial...

I suggest that you speak with an attorney as soon as possible. If the advisor forged your name, he engaged in misconduct and should be liable for...

Can I get any of my money back, after a stock brokerage company lost 99.5% (around 60,000 USD) of my money ?

You should talk to an attorney who regularly handles cases against financial and investment advisors. Your broker could potentially be liable for...