Archived
Can I get any of my money back, after a stock brokerage company lost 99.5% (around 60,000 USD) of my money ?
David's answer
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Answered on February 08, 2015
You should talk to an attorney who regularly handles cases against financial and investment advisors. Your broker could potentially be liable for...
Archived
Do I need a litigation lawyer for potential mismanagement of my financial accounts?
David's answer
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Answered on February 04, 2015
You should talk with an attorney who has knowledge in suing financial advisors and securities brokerage firms. If you wanted to sue your firm,...
Archived
Will a lawyer be able to help me recover my assets?
David's answer
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Answered on January 27, 2015
Generally, the investment adviser could be liable for you if he or she misrepresented the risks of the fund to you, or if the fund was unsuitable...
Archived
Who is responsible for defense costs?
David's answer
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Answered on January 20, 2015
I agree with Mr. Gates' answer. You should submit this to your insurance carrier as soon as possible.
Moreover, your condo rules or bylaws...
Can I get reimbursed for mismanagement of my investment funds?
David's answer
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Answered on January 13, 2015
You may be able to sue for these losses. If the investments were unsuitable for you (considering your age, risk tolerance, financial resources,...
Archived
What are the steps for confirming an arbitration award in court?
David's answer
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Answered on January 11, 2015
Since the case was in AAA, you will have to file a lawsuit in court to confirm the arbitration award. If confirmed, the court will turn the...
Archived
How to substantiate closing stock prices on given date
David's answer
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Answered on January 06, 2015
A newspaper such as the Wall Street Journal that lists a closing stock price is usually considered to be hearsay. Hearsay is generally...
Archived
One man corporation
David's answer
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Answered on January 06, 2015
Yes, you can form a one-person corporation, as long as you keep the formalities of the corporation. You can do this by filing the proper documents...
Archived
A group invested under a Private Placement Memo and deposit with escrow agent. Cash released outside PPM parameters, now missing
David's answer
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Answered on December 30, 2014
There have been many great answers already, so I will not rehash everything. However, to find an attorney, you can use the "Find a Lawyer"...
Archived
I bought two annuities for retirement through a financial advisor last year. I would like to get out of the deal, can anyone hel
David's answer
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Answered on December 26, 2014
Generally you cannot get out of an annuity without incurring significant surrender charges (which can be as high as 20% during the first year). ...
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