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My online broker was having website issues. These issues caused me to place a bad order & lose $. How can I get my money back?
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Answered on March 16, 2020
You may have a case to recover these losses. You need to decide whether you want to sue them based on the costs of bringing a case and the time...
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Stock broker pressure me to lose my saving?
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Answered on February 21, 2020
Stockbrokers have a duty to make investment recommendations that are suitable for the investor under FINRA Rule 2111. Factors to determine...
Can someone help me against my bank?
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Answered on January 15, 2020
Whether your bank may be liable to you depends on a wide variety of factors, and any attorney would need more information about the type of...
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My Aunt and her girlfriend both millionaires have been scammed by a financial planner disbarred from Texas and WA state.
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Answered on December 21, 2019
I agree with some of the previous answers. If the advisor was licensed at the time of the investments, then you may have to sue him or his firm...
Is it OK to hire an out of state attorney or a bad idea?
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Answered on December 19, 2019
I agree with some of the previous answers, that you don't necessarily need a California-licensed attorney to handle the majority of your case,...
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Can I/ want to sue my financial advisor for fiduciary breach of duty,misrepresentation, unsuitable investments ?
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Answered on December 16, 2019
Yes, you can sue your advisor for any misrepresentations made in connection with GPB. While you may be subject to a JAMS clause, if your broker is...
Archived
Fiduciary responsibility is a sacred code in the investment community. My financial advisor violated this code. My recourse?
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Answered on August 17, 2019
If your Merrill Lynch advisor misrepresented the risks of the investments or strategy to you, they could be liable for your losses. Moreover, if...
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What can I do? I was scammed out of my retirement investment ?
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Answered on August 13, 2019
Whether you can recover your money depends on a number of things. First, if this person was a licensed financial advisor, you may have the ability...
If I won an award in arbitration with FINRA from a stockbroker and the stockbroker has yet to pay me can I sue him civilly??
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Answered on June 11, 2019
You need to confirm the arbitration award by filing it with a court. It is called a petition to confirm an arbitration award. Assuming that is...
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Are there attorneys who can provide basic procedural guidance to a pro-per claimant in a civil case?
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Answered on May 15, 2019
You should try the search function on this website, and you should search for an attorney that handles the particular area of law that is involved...
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