Were laws were broken & what legal recourse do I have in which someone we brought in on startup company has taken our $25K?
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Answered on January 07, 2022
If this advisor misrepresented the risks of the investment to you, then he may be liable. Moreover, if the investment was not properly registered,...
Can I sue someone that I paid for financial advise?
David's answer
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Answered on October 13, 2021
If the owner of the group is a licensed financial or investment adviser, you may be able to sue the firm that he or she is affiliated with. You...
I've been misled into an investment only for accredited Investors, even though I'm not an accredited Investor. What can I do?
David's answer
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Answered on June 18, 2021
There is some legal authority that holds that an advisor who makes representations that contradict disclosure documents may still be liable for...
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Elderly woman embezzled from by her financial advisor $250K
David's answer
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Answered on April 16, 2021
Your client should talk with an attorney who deals in investment or securities fraud. Most attorneys who do this type of work will give free...
Is this considered financial exploitation of the elderly and/or elder abuse ?
David's answer
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Answered on March 25, 2021
Financial advisors have a duty to make investment recommendations that are suitable for the customer. The advisor should know about the...
The investment portfolio our fiduciary advisor made for us is inappropriate given our directly stated future plans. Our options?
David's answer
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Answered on February 08, 2021
The investment advisor is a fiduciary and has a duty to act in your best interest. If the advisor failed to take into account the cross-border...
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Is this a strong case, and do you think I will win if I took him to court?? I sent him a total of £1937.91, he 'never received'.
David's answer
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Answered on January 20, 2021
This sounds too good to be true. A 55% return every day is virtually impossible, and it would also come with a total risk of loss. You should...
How can I get my money back from a failed private placement investment.
David's answer
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Answered on January 19, 2021
This all sounds suspicious, based on the facts that you've laid out. First, this could involve the sale of unregistered securities, which likely...
Do I have any legal recourse for my investment?
David's answer
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Answered on December 30, 2020
With the facts that you have presented so far, it does appear to be securities fraud. You should consider talking with an attorney who handles...
Archived
Can I take this person to court to recover my money?
David's answer
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Answered on November 05, 2020
It sounds you have a good chance to prove your case and win. However, as others have said, collecting on the judgment will likely be difficult,...
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