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Charles Henry Field Jr.
About Charles
Biography
Charles Field has been practicing in the securities law area for more than 28 years. His practice focuses on protecting the interests of investors. Having served from 2002 to 2013 as the General Counsel of Nicholas-Applegate Capital Management and its successor, Allianz Global Investors Capital, he brings a combination of private practice experience and a deep knowledge of the laws governing investment advisers, broker-dealers, and commodity trading advisers, which he uses to assess whether a seller has breached a legal obligation and to evaluate whether an aggrieved investor can recover damages. In addition to his General Counsel experience, he has held industry roles as Chief Compliance Officer, FINRA General Securities Principal, General Options Principal, and General Municipal Securities Principal.
Practice Areas
2
Practice Areas
Fees and Rates
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Chat withLicenses
Licensed in California for 28 years
State: California
Acquired: 1997
No misconduct found
Licensed in Indiana for 39 years
State: Indiana
Acquired: 1986
No misconduct found
Location
Sanford Heisler Sharp McKnight
7911 Herschel Avenue, Suite 300, La Jolla, CA, 92037
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Experience
Work Experience
2016 - Present
Partner, Sanford Heisler Sharp, LLP
2014 - 2016
Of Counsel, Sanford Heisler Sharp, LLP
1996 - 2013
Managing Director, Allianz Global Investors, Nicholas-Applegate Capital Management
1991 - 1993
Corporate Counsel, Federated Investors, Inc.
1987 - 1991
Corporate Counsel, Mutual of New York
Associations
San Diego Bar Association
State Bar of California
Indiana State Bar Association
Education
N/A
McGeorge School of Law, University of the Pacific
N/A
Indiana University
Publications
2015
Practical Compliance & Risk Managemnt for the Securities Industry
Raising Capital is a Risky Business: Here’s What You Need to Know
Languages
English