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For the past 20 years David Ferri has worked in Finance and Banking. Most recently as the Managing Director of Investments at an Investment Banking firm based in New York City. Additionally, he is a FINRA Dispute Resolution Arbitrator and holds several securities licenses including; FINRA Series 7 (General Securities representative), 24 (Registered Principal), 55 (Equity Trader), and 99 (Operations Professional). Further, he is an SEC Registered Investment Advisor Representative and holds a NASAA Series 63 Uniform State Agent License. Mr Ferri is also an insurance professional and holds a 2-15 (Life, Health, and Annuity(s)) license, a FL & NC Real Estate License & has is a Florida Certified Building Contractor.
David is a member of the State Bar of California & the District of Columbia (DC) Bar. He currently works with, and advises, the board of directors of companies listed on the NYSE, NASDAQ and OTC Market(s).
5
Practice Areas
12 years | 12 cases
12 years | 7 cases
12 years | 10 cases
12 years | 23 cases
Free Consultation
$0 first 30 minutes
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Chat withState: District of Columbia
Acquired: 2020
No misconduct found
State: California
Acquired: 2013
No misconduct found
433 N Camden Drive, 4th Floor, Beverly Hills, CA, 90210
1455 Pennsylvania Ave NW, Suite 400, Washington, DC, 20004
Showing 1 - 4 of 4 client reviews from Avvo
Posted by Dennis | November 10, 2020 | Hired Attorney
A broker had placed my mother's retirement savings in several high risk investments that lost value almost immediately. We weren't aware of these investments until after she passed away. David helped my family recover against the firm and they settled before court date.
Posted by Roger | November 18, 2017 | Hired Attorney
Our office brought david in to help with investment related problems associated with a large client. He was referred to us by another attorney in San Diego. We were told if David couldn't understand these investments no one could. They were right. He met with us and took his time explaining the best ...
Posted by daniel | January 20, 2016 | Hired Attorney
David and Tim have been retained by me for one year to negotiate significant domestic and international settlements, and they have shown and used when doing so the requisite skills which have moved settlements toward favorable results. They are at their best when preparing and evaluating cases, when ...
Posted by Lydia | July 30, 2014
David helped explain how I needed to create and start my company from formation to getting investors. He took his time and really worked with us to make sure we were informed. He also stressed we get it right on the first go around as changing important issues later could be costly.
"I endorse David Ferri. David provides excellent response to questions posted on AVVO and is very knowledgeable in the area of estate planning. David also pays attention to the details of the facts and legal issues involved, which is a mark of a good lawyer."
"Attorney Ferri is one of the most intelligent attorneys I have had the pleasure to work with. He's a skillful litigator that presents his arguments in a clear and concise manner. More importantly, he is an outstanding person that cares deeply about his clients. When I have worked with him on a case, I was very dependent on his legal expertise maybe more so than our clients. I highly recommend attorney Ferri."
"The answers of Mr. Ferri are consistently accurate, analytic and customized to the needs of the Avvo asker. These are exactly the qualities that every client would look for when hiring an attorney. Mr. Ferri is also very professional in his dealings with other attorneys - an attribute that will surely benefit his clients."
"I endorse Mr. Ferri. He and his partner are excellent attorneys and I would recommend them for any California matters."
"I endorse this lawyer. Mr. Ferri's knowledge about businesses, investments, and securities is unsurpassed."
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2008
Law Student Award, American Association for Justice
2013 - Present
Attorney, West Legal Group, P.C.
2011 - Present
Managing Director, Investments, Aegis Capital Corp.
2011 - Present
Dispute Resolution Arbitrator, Finra Dispute Resolution
2017 - Present
United States District Court for the Southern District of CaliforniaAdmitted to Practice
2015 - Present
United States District Court for the Central District of CaliforniaAdmitted to Practice
2015 - Present
West Volusia Association of RealtorsBroker Membe
2014 - Present
Beverly Hills Bar AssociationAttorney Member
2014 - Present
Los Angeles County Bar AssociationAttorney Member
2013 - Present
American Bar AssociationAttorney Member
2013 - Present
State Bar of California, Business Law SectionMember
2011 - Present
FINRADispute Resolution Arbitrator
2010 - Present
Securities And Exchange Commission (SEC)Investment Advisor Representative (65)
2005 - Present
National Association of RealtorsBroker / Owner
2005 - Present
Florida RealtorsMember
2001 - Present
FINRAPrincipal, Trader, Ops Professional
2008 - 2009
American Association for JusticeMember
1999 - 2000
Phi Eta Sigma National Honor's SocietyMember
Settled
2015
Certified Estate and Trust Specialist (CES)
2012
JD - Juris Doctor
2010
BSL - Bachelor of Science Law
2000
2015
English
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02 Dec 2020
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16 Nov 2020