$ 295-495 per hour
Forman Law Firm's practice is dedicated to representing investors that have lost money in any type of investment. I also am frequently hired by financial professionals in employment disputes with their firms and/or when they are involved in enforcement and disciplinary issues with the regulators.
I formed the Forman Law Firm in 2002 after serving 12 years as Chief Executive Officer and General Counsel of stockbrokerage firms in Dallas and Austin Texas beginning in 1991. Having spent the last 12 years dealing with almost every aspect of the retail brokerage business, I recognized that Main Street investors were not always being dealt with fairly or openly by Wall Street and I became somewhat disenchanted with the industry. Having served on several committees and boards at what is now known as FINRA, the regulatory authority that governs the stockbroker community, I saw first-hand how the regulatory industry and arbitration system was run, and quite frankly, I wanted out.
After selling my firm various securities attorneys frequently hired me as an expert witness for both investors and brokerage firms in various arbitration cases and state and federal court lawsuits, and I learned a great deal how securities industry arbitrations were handled across the nation from the perspective of others. Having been a mediator since the early 90s, I was also often asked to mediate cases for the parties involved in these disputes, and mediated some 200 different cases throughout the United States and helped the parties resolve virtually all of those cases. I really enjoyed serving as a mediator in these securities disputes, but I didn’t want to spend every day on an airplane just so I could mediate a securities fraud case. So, in 2004 I changed the focus of the Forman Law Firm from mediation and expert witness work to representing investors that have been victims of investment fraud or broker misconduct, and I haven’t looked back. My law practice has been very successful and rewarding and we really enjoy helping aggrieved investors.
Having grown up in East Texas and having spent a majority of my career in Austin, Texas, I take a lot of pride in helping our clients recover when they have been victims of investment fraud. Because FINRA arbitration is not governed specifically by any states' laws, we are frequently hired by clients around the country. Also, FINRA's arbitrations take place in Texas in Dallas and Houston, and with offices in Tyler and Austin (by appt) we are ideally located to represents clients from any region of Texas. Of course, repreesnting clients from many different cities, we frequently go visit the other cities we know and love in Texas. I have a terrific wife, two sons, a great hunting dog, at least three cats and we really enjoy Austin and my old stomping grounds at Lake Tyler. When not demanding recoveries from Wall Street or working for select financial professionals, I spend as much time possible fishing, hunting and traveling. I am passionate about my law pracitic, I enjoy helping my clients, and life is good.
4
Practice Areas
37 years
20 years
$ 295-495 per hour
25%-40%
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Chat withState: Texas
Acquired: 1987
No misconduct found
248 Addie Roy Road; Ste. B-302, Austin, TX, 78746
609 S. Fannin Ave., Tyler, TX, 75701
Showing 1 - 5 of 13 client reviews from Avvo
Posted by anonymous | March 10, 2025 | Hired Attorney
Mr. Forman and his staff were always available, professional and answered any questions and concerns we had through every phase of the process. I would highly recommend him.
Posted by Nancy L | January 31, 2025 | Hired Attorney
We were very fortunate to find Bryan Forman’s law firm through a reference from another lawyer. From our very first conversation with Bryan and Howard, we were put at ease and trusted them unconditionally. They educated us on the process of going through a lawsuit and were very thorough on setting ...
Posted by Ashhar | January 21, 2025 | Hired Attorney
I can’t thank Bryan enough for his incredible work! He helped us recover our money from an investment fraud case within just one month. Bryan did an excellent job drafting a compelling demand letter and skillfully negotiating with the other party. He is highly professional, knowledgeable, and a true ...
Posted by Tonia | January 19, 2025 | Hired Attorney
I highly recommend Bryan Forman. He helped me navigate a set of circumstances that was unique, complex and emotional-one that many in his field could have easily declined to assist. Instead, he brought his full effort, intelligence and diligence; guided the rest of my legal team assisting me; and was...
Posted by Orhan | December 16, 2024 | Hired Attorney
If there as an option for 50 star rating i would happily place Mr. Forman that high without any hesitation. I personally would not want to find myself on the opposite side of Mr. Forman's client ever. Bryan resolved my case very efficiently and successfully before we even had to file a lawsuit agains...
Securities and investment fraud lawyer | Oct 20
Relationship: Worked together on matter
"I endorse this lawyer. I have worked with Bryan in mediating and settling securities cases. He is a bright lawyer with sound judgment. Bryan is thoughtful and deliberate in negotiation. He represents his clients well. It is my pleasure to recommend him."
Securities and investment fraud lawyer | Oct 18
Relationship: Worked together on matter
"I endorse this lawyer. He is the finest securities and investment fraud lawyer I know. I have worked on the same side and on opposite sides. You will not find a better lawyer."
Securities and investment fraud lawyer | Oct 18
Relationship: Opposing Counsel on matter
"I endorse this lawyer. Bryan is a very skilled and intelligent lawyer. I have worked both with and against him on matters. He is a huge advantage to his clients."
"I have had the honor of working with Bryan on several cases over the past 25 years. Bryan represents his clients with unmatched zeal and determination. His case preparation is thorough, his strategies are fully developed, and his execution of each case plan is consistently brilliant. As if these attributes are not enough, perhaps his greatest virtue is client communication. Bryan keeps his clients informed of the progress of their case and answers all questions clearly and quickly. I recommend Bryan Forman above all others in his field. He is simply a great attorney."
Securities and investment fraud lawyer | Oct 03
Relationship: Worked together on matter
"Brian's knowledge of arbitration practice and procedure and the broker world make him the top securities and investment fraud attorney in the area."
Securities and investment fraud lawyer | Sep 29
Relationship: Fellow lawyer in community
"I endorse this lawyer. I have known Bryan quite literally my entire life. We went from pre-k to law school together. He is dedicated, hard-working, and possesses a keen sense of duty to his clients."
Securities and investment fraud lawyer | Sep 28
Relationship: Fellow lawyer in community
"I endorse this lawyer also for Litigation and Employment and Labor law."
Securities and investment fraud lawyer | Sep 28
Relationship: Fellow lawyer in community
"I endorse this lawyer. I have known Bryan for many years. He is very knowledgeable in the area of securities law and the securities industry. He is adept at representing clients in arbitrations and at the courthouse. I have also observed him do fine work for his clients in numerous mediations in which I was the mediator. Corbet Bryant"
Lawsuits and disputes lawyer
2004 - Present
Owner, Forman Law Firm, P. C.
2002 - 2004
Registered Representative, Choice Investments, Inc.
1998 - 2002
Founder and Agent, First Avantus Insurance Agency, Inc.
1996 - 2002
CEO, First Avantus Securities, Inc.
1996 - 2002
CEO, First Financial Investment Securities, Inc.
1996 - 2002
Manager, Privet Row, Inc. (Hedge Fund)
1991 - 1994
President, General Counsel and Chief Compliance Officer, Dallas Research & Trading, Inc.
1987 - 1991
Associate, Godwin, Carlton & Maxwell
2002 - Present
Public Arbitration Investors AssociationMember/Speaker
2010 - 2011
The College of the State Bar of TexasMember
2002 - 2003
NASD Advisory CouncilMember
2001 - 2003
National Association of Securities Dealers, District CommitteeChairman (2002), Vice Chairman (2001), Member (2001-2003)
2001 - 2003
NASD Small Firm Advisory BoardMember
Resolved fully!
Successfully resolved in mediation.
Resolved through mediation.
Successfully resolved!
1987
2014
Common Types of Stockbroker Fraud
2012
Telling A Story in Arbitration
2012
Fraud Enforcement
2007
Stockbroker Fraud
2005
Investors' Claims In NASD Arbitration
2004
Supervision In The Brokerage Industry: The Devil Is In The Details
2003
Supervision In The Brokerage Industry: The Devil Is In The Details
2004
English
Legal Answers
Legal Guides
What should I do if I notice a CFO in our little start-up seems to break some securities regulations? Should I do something??
25 Dec 2024
Can my lawyer call my wealth advisor to discuss my settlement?
30 Sep 2024
Hello, we are needing help to sue our Investment advisor who has been mismanaging our funds for years.
23 May 2024