LEGAL GUIDE
Written by attorney Bryan Torrey Forman

FINRA Arbitration: The Process, Some Advantages, and Some Disadvantages.

A brief introduction to arbitration before the Financial Industry Regulatory Authority (FINRA) for claimants seeking to recover losses from their stockbroker's or investment adviser's misconduct in handling their investments, and also for any financial professional faced with industry arbitration.

Additional resources provided by the author

Much greater analysis of FINRA arbitration can be found at my website, www.formanlawfirm.com, and FINRA.org. If you believe you will be faced with arbitration before FINRA, please give me a call. There is a lot more information to know before selecting the appropriate counsel.

Free Q&A with lawyers in your area

Can’t find what you’re looking for?


Post a free question on our public forum.

Ask a Question

- or -

Search for lawyers by reviews and ratings.

Find a Lawyer