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Carolyn Hochstadter Dicker

Carolyn Hochstadter Dicker

5.0
Rating: 9.0

Licensed for 29 years

Securities offerings Lawyer at Philadelphia, PA
Practice Areas: Securities Offerings, Foreclosure, Real Estate ... +17 more

1528 Walnut Street , Suite 511, Philadelphia, PA

About Carolyn

Biography

Practice Areas

20

Practice Areas

Bankruptcy and Debt 5%

Represent business entities & individuals in their capacity as creditors, debtors in bankruptcy, chapter 7, 11 or 13 trustees, debtor or equity committees & indenture trustees. Handle collections, restructuring, work-out & dissolution matters.

37 years

5%
Business 5%

Assist in forming company, as well as financing, operations, tax & exit strategy & execute same. Draft equity, investor & employment agreements. Assist with employment policies. Help secure virtual or bricks & mortar office space.

37 years

5%
Chapter 11 Bankruptcy 5%

Draft Plans, Motions & Settlements. Represent: Barneys, Phoenix Information Systems, Equity Security Holders Committee, Columbia Gas, Bondholders Committee, Federated Department Stores, DBSI Diversified Realty REIT & Trustee, Cajun Electric.

37 years

5%
Chapter 13 Bankruptcy 5%

Assist client to get a fresh start & keep their homes. Prepare Petition & Schedules. Draft & Administer Chapter 13 Plans. Deal with student loan discharge, exemption, relief stay & related matters. Negotiate loan modifications. Settle disputes.

37 years

5%
Chapter 7 Bankruptcy 5%

Assist client to get a fresh start. Prepare Petition & Schedules. Run through Means Test & Financial Analysis to qualify for Chapter 7 (v. Chapter 13). Deal with student loan discharge, exemption, relief stay & related matters.

37 years

5%
Copyright Application 5%

Help secure copyright qualification, protection & licensing. Assist with registration & notice, infringement & take-down issues under Digital Millenium Copyright Act, as well as public domain issues.

37 years

5%
Corporate and Incorporation 5%

Form corporations. Draft & file relevant state registration documents, namely, Certificate & ByLaws. Draft shareholder agreements, restricted stock purchase agreements & related required agreements & equity benefit or other plans.

37 years

5%
Debt and Lending Agreements 5%

Draft Promissory Notes, Security Agreements, UCC-1 Filing Statements & Mortgage Instruments & perfect/file security interests. Draft ancillary agreements. Assist with payment disputes, prepayments, collections & cross-collateralization issues.

37 years

5%
Employment and Labor 5%

Assist employees & employers with agreements, policies, restrictive covenants & equity allocation in recruiting, hiring, retention, promotion, termination & severance matters under Title VII, IX, Disability, Age, Nationality, Wage & Hour laws.

37 years

5%
Equipment Finance and Leasing 5%

Draft Equipment Lease & Financing Agreements & related UCC-1 filing statements. Deal with bankruptcy assumption or rejection of true leases & treatment of finance leases, including strategic options for debtor & lessor/financier.

37 years

5%
Foreclosure 5%

Defend homeowners from foreclosure actions. Prosecute actions on behalf of lenders. Mediate loan modifications & resolutions of disputes. Assist with reinstatement &/or pay-off.

37 years

5%
Intellectual Property 5%

Help create, protect & license IP via legal process. Implement trade secret program. Draft restrictive contractual covenants & employment agreements to monitor past employee practices & prevent future employer infringement or misappropriation.

37 years

5%
International Law 5%

Draft employment, equity, intellectual property, joint venture & other contracts among parties from different countries & venues. Help foreign start-ups establish companies in the U.S. for both business & non-immigrant L, E or other visa purposes.

37 years

5%
Limited Liability Company (LLC) 5%

Form LLC's. Draft & file state registration documents, namely Certificate & Operating Agreement. Draft related property transfer/other agreements. Handle professional practices, L, E or other non-immigrant visa start-ups, music, tech & more.

37 years

5%
Mergers and Acquisitions 5%

Draft/negotiate/execute asset or stock agreement for purchase or sale of all or part of a company. For tax, licensing & financing purposes, choose triangular or simple, reverse or forward mergers, depending upon private or public structure.

37 years

5%
Patent Application 5%

Help companies, entrepreneurs & employees secure patents in the U.S. & abroad. Assist with trade secret program v. patent prosecution. Help companies, entrepreneurs & employees avoid/defend infringement suits & obtain relief from infringers.

37 years

5%
Real Estate 5%

Assist individuals, business entities & investors to purchase, sell or lease commercial & residential property. Draft leases & purchase/sale agreements. Assist with landlord-tenant matters, tax appeals & related matters.

37 years

5%
Securities Offerings 5%

Assist issuer or investor clients seeking to offer, sell or purchase securities via crowdfunding, private placement or initial public offering (IPO). Draft business plan, prospectus, SEC forms, Survey Letter & LOIs.

37 years

5%
Trademark Application 5%

Help secure qualifying trademarks for business branding. Assist with policing, registration & notice. Help avoid/defend infringement suits & obtain relief from infringers. Assist with disputes over confusion, dilution or tarnishment.

37 years

5%
Venture Capital 5%

Assist founders & investors with VC financing term sheets & execution of investment transactions. Includes choice of, or conversion to, a particular entity structure, as well as tax & financing analysis.

37 years

5%

Fees and Rates

Cost

Free Consultation

$0 first 15 minutes


Payment Methods

  • Cash
  • Check
  • Credit Card

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Licenses

Licensed in New Jersey for 18 years

State: New Jersey

Acquired: 2007

Active

No misconduct found

Licensed in Pennsylvania for 29 years

State: Pennsylvania

Acquired: 1996

Active

No misconduct found

Location

E. Carolyn Hochstadter Dicker LLC

1528 Walnut Street , Suite 511, Philadelphia, PA, 19102

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Carolyn Hochstadter Dicker's Reviews

Avvo Review Score

5.0 /5.0

5 Client Reviews

Filter Avvo Reviews (5) Refine reviews to match your needs. Use the filters to quickly surface reviews that align with your case or priorities.
Star rating
5 stars 5
4 stars 0
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2 stars 0
1 star 0
Practice Areas

Showing 1 - 5 of 5 reviews

Posted by Jason | November 22, 2017 | Hired Attorney

Carolyn is GREAT!

Carolyn is a wonderful attorney. I found her to be highly knowledgeable, responsive to my needs, professional, and all around great to work with. ON several occasions she provided much needed advice that allowed for reassurance and peace of mind. She acted as if my case mattered to her personal...ly. I want to thank you for all her help

Posted by anonymous | November 21, 2017 | Hired Attorney | Contracts & Agreements

Review of Carolyn Hochstadter Dicker

Personalized attention, responsive, detail oriented. High quality preparation of and review of contracts/related documents for my consulting firm.

Posted by Adam | November 14, 2017 | Hired Attorney | Contracts & Agreements

Saved me from a bad deal

I was contacted by a company to be a consultant in exchange for stock options. Carolyn advised to ask specific questions, for which I did not received satisfactory answers. In the end I walked away. I’m glad that i followed her advice

Posted by Elaine | November 13, 2017 | Hired Attorney | Lawsuits & Disputes

Carolyn got the job done!

We contacted a well known pool company to do a full renovation. It turned into a nightmare. Thousands of dollars for work so badly done a second renovation along with replacement of fixtures the company’s workers broke were needed after it was “finished “. Carolyn was awesome - a force of nature. ... Her hard work and savvy resulted in a full redo of the project. Without her representation we were going nowhere with this company. She is smart, focused and committed. Her professional and easy going demeanor make her easy to relate with. We are very thankful we were referred to her and contracted with her to help us. Our pool is once again a source of fun and relaxation thanks to Carolyn.

Posted by Dana | November 05, 2017 | Hired Attorney

All details covered

Carolyn was excellent. Walked me through every step of the process. Was available to speak whenever I needed. She’s extremely detail oriented, missing nothing.

See All Client Reviews

Carolyn Hochstadter Dicker's Lawyer Endorsements

Endorse Carolyn
Manuela Machado Morais headshot
Manuela Morais

Corporate and incorporation lawyer | Mar 27

Relationship: Fellow lawyer in community

"Carolyn is highly skilled in establishing businesses for foreign investors. As a seasoned, experienced corporate attorney, she is capable of dealing with complex legal matters relating to start-up U.S. companies. I would highly recommend Carolyn for this type of legal service."

Marjorie Stern Jacobs headshot
Marjorie Jacobs

Business lawyer | Nov 16

Relationship: Fellow lawyer in community

"I strongly endorse this lawyer. Carolyn's extensive experience, impressive credentials and creative, practical approach to client concerns, make her especially well qualified to handle a wide variety of business matters, in general, and bankruptcy, as well as debtor/creditor matters, in particular."

Nancy L. Lanard headshot
Nancy Lanard

Business lawyer | Nov 03

Relationship: Fellow lawyer in community

"Carolyn is a highly regarded and well respected attorney and I strongly recommend her for any of your business legal needs."

View All Endorsements
Marjorie Stern Jacobs headshot
Marjorie Jacobs

Land use and zoning lawyer

Nancy L. Lanard headshot
Nancy Lanard

Franchising lawyer

Experience

Rating:  9.0 (Superb)

Honors

2008

Pro Bono Roll of Honor, First Judicial District of Pennsylvania’s

2008

VIP Chancellor’s Award, VIP (Volunteers for the Indigent Program)

2004

Pennsylvania Super Lawyer, Super Lawyers Magazine

Work Experience

2011 - Present

Lecturer, The Wharton School, University of Pennsylvania

2007 - Present

Managing Partner and Founder, E. Carolyn Hochstadter Dicker LLC

1999 - 2007

Of Counsel, Klehr, Harrison, Harvey, Branzburg & Ellers

1989 - 1999

Associate, Leboeuf Lamb Greene & Macrae, LLP

Associations

2017 - Present

Select Counsel

Member

2017 - Present

Women Owned Law

Chair Governance, Vice Chair Regional Counsel Committees

2015 - Present

French American Chamber of Commerce

Member

2012 - Present

Lechu Neranena

President

2008 - Present

Pennsylvania Bar Association

Member

2008 - Present

Philadelphia Israel Chamber of Commerce

Executive Committee

2007 - Present

Jewish Orthodox Feminist Alliance

Chair Phila Chapter, Presidents' Circle Committee; Journal Board

2006 - Present

Kohelet Yeshiva

Board of Trustees

2002 - Present

Philadelphia Bar Association, Solo and Small Firm Committee

Member

2000 - Present

National Association of Consumer Bankruptcy Attorneys (NACBA)

Member

1999 - Present

American Bankruptcy Institute

Member

1999 - Present

Eastern District of Pennsylvania Bankruptcy Conference

Member

Sample of Legal Cases

Angel Financing/Prepayment Default: Assist client with dispute regarding illegal prepayment

Advise that prepayment is likely default under contract subject to state law.

Consumer/Construction: Assist client with dispute against pool company to complete construction

Construction redone timely and to client's satisfaction with cooperation of pool company.

Pharma/Consulting Contract: Draft Independent Contractor Agreement with Big Pharma

Client use of agreement for Consulting Engagements.

Cross-Border Litigation: Assist client Examiner to defend re Expert Report

Client settled the matter more expeditiously than proceeding with litigation defense.

Litigation/Finance Lease Dispute: Assist client to successfully defend action by Copier Lessor

Action was dismissed in favor of client.

French Company/U.S. Start-up/Employment Law and Policy/Workers Compensation Insurance

Start-up was set up. Workers hired.

Non-immigrant Visa Start-Ups

Businesses established and registered. Organizational documents executed.

China-U.S. Joint Venture Contract involving Intellectual Property and Pharma

Agreements completed.

Advise C-Suite CEO of Social Media Community Start-up re Contract and Equity Interest

Contract executed.

Asset Planning/Foreclosure: In face of mortgage foreclosure of home in prior state owned with ex-spouse

Asset Plan implemented.

Small Business/Chapter 7: Assist founder to reclaim equity from co-founder who filed for Chapter 7

Client regained full control of company

Foreclosure Defense/Management Transition/Chapter 7: Facilitated inter-state transition of manager client

Transitioned into new position; Discharged deficiency debt on prior home.

Restructuring/Consumer & Business: Assisted small business owner to obtain fresh start for business and personally

Client was able to unwind business, find new employment, and start fresh with a new residence for his family

WBENC Certified Client: Assist with Equity Restructuring of LLC

Agreement completed. Company restructured.

Ponzi Scheme/Chapter 11: Negotiated a global settlement on behalf of REIT re 25 real estate partnerships

Global Settlement reached.

Chapter 13: Assist client to settle third party dispute

Chapter 13 Filing aborted due to settlement

Condominium Association: Advise owner as to Condominium Rights & Obligation

Client was equipped to handle matters going forward.

Healthcare/Government: Oversaw $2 million settlement of City of Philadelphia claims against AHERF entities

Global Settlement reached.

Retail Financing/Buy-out: Preserved debtor-in-possession Barney’s investment in Real Estate and Equipment Leases

Successful Chapter 11 Outcome for Investor Debtor

Equity Committee/Regulatory: Achieved meaningful value for equity security holders of Columbia Gas

Stock Price of Columbia Gas was maintained and increased post-bankruptcy

See More Legal Cases

Education

1989

Columbia University

JD - Juris Doctor

1986

Columbia University

MA - Masters Arabic Language & Literature

1984

Barnard College, Columbia University

BA - Bachelor of Arts

Speaking Engagements

2017

Presentation to Hungarian Trade Delegation

Penetrating the U.S. Start-Up Market

2017

Overcoming Career Obstacles SharpHeels Career Advancement Summit

2017

Making the Most of a Virtual Office Getting the Work Done

2017

Lunch & Learn with Attorney & Professor Carolyn Hochstadter

Navigating Start-up Law

2017

How to Qualify for Investor Visas and Green Cards

Establishing a Business in the U.S.

2017

Critical Legal Concerns Facing Entrepreneurs Legal Aspects of Entrepreneurship

2017

Considerations when Starting Your Own Practice Office Space, Budgets and Loans

2017

Advocating For Change Within The Israeli Legal System

We Can Do It!

2016

Halacha (Jewish Law) & Community Inclusion

Law & Diversity

2015

Innovation Engagement Speaker Series Legal Challenges of Early Stage Startups

2015

A Survey of Basic Start-Up Issues

Legal Aspects of Entrepreneurship

2014

Wharton Business and Law Association Second Annual Conference

Law for Entrepreneurs

2013

Wharton Business and Law Association

Legal Aspects of Entrepreneurship Practical Tips and Tool

2013

Bankruptcy Basics for 2011

Chapter 7 and 13 Bankruptcy

2011

Bankruptcy/Foreclosure in Jewish & American Law

When the Gelt is Gone

Publications

1999

American Bankruptcy Institute Law Review (Winter 1999), Volume 7, No. 2 FF&E and the True Lease Question: Article 2A and Accompanying Amendments to UCC Section 1-201(37)

1998

1998-1999 Annual Survey of Bankruptcy Law Prepayment Premiums in Bankruptcy: A Remedy for Unsecured Creditors?

1998

6 CommLaw Conspectus: Journal of Communications Law and Policy 59 (Winter 1998) and Infrastructure (Fall 1997), Volume 37, No. 1 PCS Licenses and The ‘Specter’ of Bankruptcy

1996

The Bankruptcy Strategist (August 1996) Minimizing Risk: Securing a Loan With an Anticipated Tax Refund

1993

Shopping Center Legal Update (Winter 1993), Volume 12, No. 3 OREA’s and Bankruptcy

1992

Shopping Center Legal Update (Spring 1992), Volume 12, No. 1 Judicial Consideration of Adequate Assurance in Bankruptcy Cases

1992

International Council of Shopping Centers Report Shopping Centers and Bankruptcy: The Effect of the 1984 Amendments on Leases and Operating and Reciprocal Easement Agreements

1991

Real Estate Finance (Summer 1991), Volume 8, No. 2 Good Faith and the Single-Asset Debtor: Trends in Recent Bankruptcy Filings

1990

Trusts and Estates (November 1990), reprinted in The New York State Bar Journal (February 1991), (March/April 1991) Amending the Estate Tax Return: Respective Duties of an Executor and Counsel to an Executor With Respect to Post-Return Changes in the Estate

Languages

French

Arabic

Hebrew

German

English

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