Santa Monica Financial Services Lawyers — 206 found

Compare financial services lawyers. Read client reviews, see Avvo Ratings, and contact them directly.

Lawyers with

Avvo Rating

1.0 to 10.0

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  1. Santa Monica Financial Markets and Services Attorney Clinton R Rockwell

    Clinton Rockwell

    Santa Monica, CA Financial Markets and Services Attorney
    Licensed for 13 years
    Not yet reviewed
    AVVO
    RATING

    9.7

  2. Santa Monica Financial Markets and Services Attorney John Charles Redding

    John Redding

    Santa Monica, CA Financial Markets and Services Attorney
    Licensed for 25 years
    Not yet reviewed
    AVVO
    RATING

    9.3

  3. Santa Monica Financial Markets and Services Attorney Abel Michael Lezcano

    Abel Lezcano

    Santa Monica, CA Financial Markets and Services Attorney
    Licensed for 22 years
    Not yet reviewed
    AVVO
    RATING

    7.4

  4. Santa Monica Financial Markets and Services Attorney Philip Kent Cohen

    Philip Cohen

    Client Review: At time were our son case is, Phil has been great. He communicate with us, doesn't cut cornor abo...
    view profile
    Licensed for 23 years
    AVVO
    RATING

    7.9

  5. Santa Monica Financial Markets and Services Attorney Jean Elizabeth Tanaka

    Jean Tanaka

    Santa Monica, CA Financial Markets and Services Attorney
    Licensed for 31 years
    Not yet reviewed
    AVVO
    RATING

    6.7

  6. Santa Monica Financial Markets and Services Attorney Richard Eric Gottlieb

    Richard Gottlieb

    Santa Monica, CA Financial Markets and Services Attorney
    Licensed for 30 years
    Not yet reviewed
    AVVO
    RATING

    10.0

  7. Santa Monica Financial Markets and Services Attorney Scott Edward Rahn

    Scott Rahn Pro

    Big firm expertise, boutique service for your litigated trust, estate, probate, investment dispute.
    Licensed for 13 years - 60 Min Free Consultation
    AVVO
    RATING

    9.5

    310-210-4640
  8. Santa Monica Financial Markets and Services Attorney Perrie Michael Weiner

    Perrie Weiner

    Los Angeles, CA Financial Markets and Services Attorney
    Licensed for 27 years
    Not yet reviewed
    AVVO
    RATING

    8.7

  9. Santa Monica Financial Markets and Services Attorney Brian Samuel Stern

    Brian Stern

    Los Angeles, CA Financial Markets and Services Attorney
    Licensed for 12 years
    Not yet reviewed
    AVVO
    RATING

    7.5

  10. Santa Monica Financial Markets and Services Attorney Sandy Suh-Moon Choi

    Sandy Choi

    Santa Monica, CA Financial Markets and Services Attorney
    Licensed for 15 years
    Not yet reviewed
    AVVO
    RATING

    7.4

Financial Markets and Services

Financial markets, like NASDAQ, serve as clearing houses for stock sales and trades of publicly owned corporations. The financial markets and services industry is carefully regulated because there is a large volume of daily transactions, with substantial amounts of money involved. Ample room exists for system abuses and simple human error. Financial markets and services attorneys assist in stockholder and investor lawsuits, securities-related class actions, regulatory investigations and enforcement actions, private proceedings, broker-dealer claims, and actions involving tender offers and proxy contests. If you own stock in a publicly held company and have a concern or issue, a lawyer with a background in financial markets and services will be able to advise you.