Licensed since 1984
|The Investment Adviser's Counsel||Fallout From Credit Crunch: Heightened Scrutiny of Adviser Security Valuation||2007|
|The Investment Adviser's Counsel||Amendments to Rule 105 of Regulation M||2007|
|The Investment Adviser's Counsel||SEC Proposes New Rules For Hedge Funds and Their Managers||2007|
|The Investment Adviser's Counsel||The Legacy of the Hedge Fund Adviser Registration Rule||2006|
|The Investment Adviser's Counsel||Finalizing Your First Annual Compliance Review||2006|
|Boston College Law School||Law||JD - Juris Doctor||1984|
|Boston College||N/A||BA - Bachelor of Arts||1981|
|Investment Company Institute General Membership Meeting Legal Forum||Due Diligence of Subadvisers||2012|
|BNY Mellon Asset Servicing CCO Forum||Social Media||2012|
|BNY Mellon Asset Servicing Client Conference||Funds: Panel Discussion - What’s on the Minds of the Fund Boards?||2011|
|Investment Company Institute's Mutual Funds and Investment Management Conference||Challenges and Trends in Registered Fund of Hedge Funds and Exchange Traded Funds||2008|
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