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Martindale-Hubbell, a Lexis-Nexis Company, peer review rating of AV Preeminent for last 25 years, the "Pinnacle of Professional Excellance". What makes our firm different? We painstakingly examine every case from every perspective and seek only a ...
Practice areas: Financial Markets and Services, Securities & Investment Fraud, Lawsuits & Disputes
Review: “Arthur has been handling our companies legal affairs for the past twenty years .. I can only praise his ability to work out the most difficult situations with amazing results.. He is always available and that is ver...
Practice areas: Financial Markets and Services, Real Estate, Litigation, Commercial
One frustration often voiced by entrepreneurs and business executives about lawyers is that “they just don’t understand business." Don Rogers is a lawyer who understands business. In fact, he is a very accomplished and trusted business a...
Practice areas: Financial Markets and Services, Corporate & Incorporation, Mergers & Acquisitions, Intellectual Property, International Law
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Financial markets, like NASDAQ, serve as clearing houses for stock sales and trades of publicly owned corporations. The financial markets and services industry is carefully regulated because there is a large volume of daily transactions, with substantial amounts of money involved. Ample room exists for system abuses and simple human error. Financial markets and services attorneys assist in stockholder and investor lawsuits, securities-related class actions, regulatory investigations and enforcement actions, private proceedings, broker-dealer claims, and actions involving tender offers and proxy contests. If you own stock in a publicly held company and have a concern or issue, a lawyer with a background in financial markets and services will be able to advise you.