Archived
How can I get my investment money back after being promosed to get an ROI where the project havent even being done?
David's answer
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Answered on March 30, 2017
If you invested in the hotel based on a recommendation from someone, the person who made the recommendation could potentially have liability, such...
Archived
Can we get a letter written to our previous brokerage firm to ask for an internal review of our account while it was with them?
David's answer
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Answered on December 29, 2016
You may have a potential case against your former broker and/or brokerage firm. It seems peculiar that your account would drop 30% during 2014 and...
Archived
Can I get a prejudgment writ of attachment?
David's answer
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Answered on July 19, 2016
I'm not sure if you can issue a prejudgment writ of attachments. Most states require a judgment first, although I'm not certain what Idaho...
Archived
Do we need a lawyer to recoup our $200,000.?
David's answer
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Answered on June 09, 2016
It is pretty rare for his company/brokerage firm to reach out to investors to compensate for the advisor's wrongdoings. You should speak with an...
Archived
I need someone that handles broker fraud
David's answer
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Answered on May 30, 2016
You should talk with an attorney who regularly handles securities arbitration cases. I suggest using the search function on this site, or visit...
Archived
How can one recover principal invested in a non-traded REIT, sold by an advisor ?
David's answer
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Answered on April 17, 2016
Financial and investment advisors may be liable for their client's investment losses if the investments are unsuitable for them. However, there...
Archived
If a Financial Advisor of a major bank neglected to make an agreed upon trade, what is he/bank liable for (see details)?
David's answer
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Answered on April 03, 2016
If your advisor failed to execute an order within a reasonable time, whether it was to buy or sell a security, then he and his firm could be liable...
If you surrender your 6&63 license,will finra remove your information (especially employment) from their website?
David's answer
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Answered on March 06, 2016
Finra will leave up your information. You can get certain marks on your record expunged, but names of employers will likely remain.
What type of lawyer do I need to sue a CFP/Wealth manager?
David's answer
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Answered on January 12, 2016
As suggested by other posters already, you should speak with a securities attorney immediately. I suggest that you visit www.piaba.org to find...
Archived
I think I'm a victim of a Ponzi scheme. How would I go about reporting this individual?
David's answer
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Answered on November 25, 2015
As suggested by other posters already, you should speak with a securities attorney immediately. I suggest that you visit www.piaba.org to find...
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