New York, NY
Class action Lawyer at New York, NY
Practice Areas: Class Action, Securities & Investment Fraud
OUTCOME: Settlement
Served as court appointed co-lead counsel in class action on behalf of investors in Ponzi scheme settled for $5.1 million.
OUTCOME: Settlement
Class action on behalf of investors in failed hedge fund settled for $13 million. .
OUTCOME: Settlement
Represented physical purchaser plaintiffs in class action against hedge fund alleged to have manipulated worldwide market in platinum and palladium.
OUTCOME: Arbitration award for claimants
Obtained recovery of $765,000 on behalf of investors who alleged that respondent brokerage firm had sold them volatile mortgage REITs via misrepresentations and omissions of material fact
OUTCOME: Settlement
Class action in the Supreme Court of the State of New York, in which the plaintiff obtained class certification and secured a substantial recovery for a class of shareholders of a former Nasdaq-listed ... corporation. The class included shareholders who were involuntarily cashed out of the stock of Niagara Corp. pursuant to a reverse stock split. Minority shareholders who were cashed out at $8.47 a share (where management later sold the company for $16.00 a share in a going private transaction) who submitted proofs of claim to the settlement claims administrator received over $10.00 a share in additional consideration in connection with the settlement.
OUTCOME:
Holding that press releases incorporated by reference in prospectus for stock offering are statement deemed to be made as of the date of the prospectus for purposes of liability under Section 11 of Sec ... urities Act of 1933
OUTCOME: Verdict for plaintiff
Reversing district court's grant of judgment notwithstanding $1.01 million jury verdict pursuant to Fed. R. Civ. P. 50(b)).
OUTCOME:
(attaching $72.4 million in assets of hedge fund in action alleging manipulation of natural gas commodities futures by hedge fund) 269 F.R.D. 366 (S.D.N.Y. 2010) (certifying class); 612 F. Supp. 2d 376 ... (S.D.N.Y. 2008) (denying in substantial part defendants’ motions to dismiss complaint).
OUTCOME: Pending
Case dismissed, leave to replead granted. Amended complaint filed.
OUTCOME: Arbitration award for claimant, collection efforts pending
Arbitration award granting investor defrauded by “churning†and excessive commissions a refund of all of his losses, plus additional punitive damages, jointly and severally against introducing brok ... erage firm and its employees and owners.
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