Archived
Does an acquiring company (public co.) need to provide an investor a receipt or calculation when converting shares to cash?
David's answer
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Answered on March 09, 2015
Firstly, I'd look to get as much information as possible from filings. There is a good chance poor communication internally, may be to blame....
Archived
If a tech person I hired messed up my website causing me lost rev & downtime & potentially damaged reputation, do I have a case?
David's answer
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Answered on March 09, 2015
Get the contract in front of a lawyer, preferably w/ strong contract(s) background. A thorough review of the terms, conditions, and possibly forum...
Archived
How do I find a pro bono Lawyer willing to fight an abatement hearing in Rochester N.Y.
David's answer
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Answered on March 09, 2015
Reach out to the State Bar and, usually, more direct Bar associations (i.e.: State, City, County, etc). In some cases you may be able to get a...
Archived
Dual class shares? Other options?
David's answer
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Answered on March 09, 2015
You can create a separate class of shares, but in my experience the investors know what they want (control) and a preferred or separate class will...
Archived
I believed that Merrill Lynch miss managed my financial accounts, and did not keep me the customer in mind. Should I sue?
David's answer
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Answered on March 05, 2015
A more thorough review would be necessary. However, factors such as suitability, age, net worth, risk, the type of account, investments, etc. will...
Archived
I invested in an IPO. The IPO never happen. Can I take the person to court.
David's answer
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Answered on March 02, 2015
Did you invest in a private placement...? Was the individual(s) you invested with a registered broker/dealer or did you invest with the...
Archived
I want to pursue a criminal theft case on a person meant to be investing my money, but lied until I knew she had blown it.
David's answer
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Answered on February 23, 2015
If you believe that you are the victim of criminal activity, you should file a report with the police. Additionally, the statute of limitations...
Archived
IF a company is not public is there a way to find out how much revenue a company generates ?
David's answer
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Answered on February 22, 2015
My colleague is correct, this is generally private. However, there are companies like Dunn & Bradstreet which aggregate information on both public...
Archived
If I invested in an IRA into what I now believe was a fraud (TATF) how can I legally claim a loss in tax law?
David's answer
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Answered on February 22, 2015
This question has many elements better suited for a tax pro. I will say that you can deduct losses from an IRA. However, there are many variables...
Archived
Federal Court.
David's answer
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Answered on February 16, 2015
While circumstances can vary, generally you will need to file a FINRA arbitration. I'm making some assumptions here, however, if the fraud was...
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