Archived
How to recover funds that we taken by Uncle's financial advisor who created a fraudulent will to name himself beneficiary?
Robert's answer
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Answered on February 23, 2015
You likely need to pursue the advisor and perhaps his supervisor and firm through FINRA arbitration. Don't try to do this yourself - the rules are...
Archived
What're the repercussions of not complying with the NYS publication requirement for new LLCs?
Robert's answer
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Answered on February 20, 2015
You will likely also have substantial tax issues to handle, as I don't believe NYS Taxation will issue your LLC an ID # without having your...
Archived
We opened a company in Delaware, now we want to make an amendment to the stocks.
Robert's answer
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Answered on February 20, 2015
Hire counsel in the US to amend your documents.
Archived
Is there any remedy to me if broker has wiped my money in futures and options. He e-mailed me contracts but I did not see them
Robert's answer
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Answered on February 19, 2015
I note your address is in Florida (or perhaps you are in Australia when you found "Sydney"). If this is indeed the case, there are several...
Archived
Securities and Investment Fraud by stock promoter in a pump and dump scheme.
Robert's answer
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Answered on February 19, 2015
As others have suggested, you likely have breach of contract and both state/federal securities laws claims. You likely also have claims for...
Archived
Is it possible for me to claim that my resignation was involuntary/under duress, so that I can pursue a breach of contract claim
Robert's answer
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Answered on February 12, 2015
The good news is that you have a contract for a set term, but of course an attorney will have review to ascertain the obligations of both parties...
Archived
Do I need a litigation lawyer for potential mismanagement of my financial accounts?
Robert's answer
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Answered on February 10, 2015
Whatever you do, do not try and settle the matter on your own. Contact a securities arbitration attorney who, in conjunction with an expert, can...
Archived
Can I get any of my money back, after a stock brokerage company lost 99.5% (around 60,000 USD) of my money ?
Robert's answer
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Answered on February 10, 2015
You have a tough case in my opinion if the account was "non-discretionary," meaning that the trades were made with your knowledge and...
Archived
How should contract language be structured to determine stock valuation in New York?
Robert's answer
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Answered on February 10, 2015
No right answer for this, as you can create different classes of stock that have different rights, dividends, etc. that can be valued differently.
Archived
Income tax for non U.S. resident
Robert's answer
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Answered on February 09, 2015
If you are conducting business in the US and deriving income from US activity, you need to pay US taxes on your US income. The question is really...
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