Starting an investment company trading stocks in form of LLC

Step 1 on your road to forming a fund is to hire a competent accountant and auditor to assist you in these matters. You should also be consulting...

Llc vs Corp in Delaware for anonymity and asset protection

Lots of options, but the main thing is to create a corporate entity that will not be viewed as an alter-ego of you personally. That means having...

I invested in an IPO. The IPO never happen. Can I take the person to court.

You need to speak to an attorney on what your options may be, as someone promising an IPO outside of a brokerage relationship was probably running...

Is a stock certificate from a company that has gone private by purchased back all stocks (except this one), still valid?

Just because the company is private doesn't mean that there isn't a transfer agent still involved in the handling of company stock. Hopefully the...

How do I get a school district to quit harassing my special needs child?

You're going to need someone in Wyoming who has some education law experience to handle this for you effectively. My first call would be to the...

My wife & I and other investors were victims of a stock fraud. The perpetrator died a year ago. Who do we contact?

You have an interesting procedural issue here. There is the possibility of you filing an action to reopen the deceased's broker's estate, which if...

This appears to have trouble written all over it, namely that the agent has tried to settle with you already and hasn't honored the agreement. ...

Form U4 question 14A asks if you have: 14A. (1) Have you ever: (a) been convicted of or pled guilty or nolo contendere ("no contest") in a...

Form U4 asks in Question 14B if you have been: (a) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign or...

Money for services rendered to a construction company

Review your lease terms and consult with an attorney on complying with the lease, notice requirements and actions you can take to recover the rent.