How do I sell shares that were gifted to me before the company went public?
Bring your certificate to a broker-dealer (or open an account) and have them deposit it. They will run i through "reorg" and ultimately get what...
Jackson, WY
Securities and investment fraud Lawyer at Jackson, WY
Practice Areas: Securities & Investment Fraud, Business ... +6 more
Bring your certificate to a broker-dealer (or open an account) and have them deposit it. They will run i through "reorg" and ultimately get what...
If you're collecting any type of fee from the issuer and/or purchaser for the deals you post, you are likely acting as a broker-dealer or an...
Close your account. They'll send you a check.
It depends on how offers and placements are made, who is receiving compensation and where the issuer is operating. Generally, an "institutional...
I am very familiar with these investments and the issues that b/d firms and reps have for defending their sale. Also familiar with the other legal...
You need to go to court and have your order of protection enforced. Hopefully you have proof to show the court that this person is violating the...
Likely not, since the DAO LLC structure is not recognized in most states. If you were to do everything in Wyoming and actually be there, the...
While you can certainly operate a crypto project from the US, selling tokens is a whole other story which depends much on the functionality of your...
If you are selling "investments" in the form of corporate or partnership entities, you are offering securities and likely need some sort of...
If you are dealing with a schlocky brokerage firm, it could well be that you have fictitious shares or that someone "overshorted" the market and...