An interesting fact pattern, putting it mildly. In short, there was no promise of return given that the funds were indeed an investment at the...

Your friend needs to strategize with skilled counsel to (a) prevent further financial harm to your family from this mess and (b) potentially take...

Retain counsel and file action to enforce the operating agreement's terms, and remove the officers with those who will follow it.

Obviously a broker-dealer's not following an instruction from a client is problematic. And of course, there are questions as to whether the...

My understanding is that if you directly invest in securities other than things with less the 30 days duration such as a money market fund that...

The first thing to consider is whether your "investment manager" is actually some sort of regulated entity. Many times, people who are involved in...

Why isn't your IRA custodian sending in the paperwork? They're techinically the account holder. I assume your 401k was converted into a...

Before you start running off and posting things, a bit of common-sense advice here: talk to your employer and the Compliance Officer and tell them...

Bearer bonds were declared illegal by the SEC about 30 years ago. Maybe the Treasurer of Portland will have sympathy for you and pay the $15 back.

Bring your certificate to a broker-dealer (or open an account) and have them deposit it. They will run i through "reorg" and ultimately get what...