As others have suggested, a demand letter is in order. But it may pay to run a background check on the customers and the ex-employee to see if...

If you have any documents from a court showing the lien has been lifted, you should have your registration dep't send them to FINRA. If you're...

I am sorry that you are in this situation. What you describe appears to be a classic high yield investment scam. While it is good that you have...

It sounds like you don't have a margin call but rather a "debit balance" for not paying for trades you made. Just because you can enter trades...

There seems to be a rash of cases involving the sale of Amazon-type enterprises through various companies that have coopted the names of legitimate...

This is a common fraud that regrettably is conducted by shady managers who purport to have an active fund but actually do not. They likely...

If this bank is legitimate, you should have account opening documents which specifically delineate how and where disputes are to be resolved. Or...

The first thing to do is to look at not just one or two sets of the statements you have but at least six months. Did the representative change? ...

This is a small case for most attorneys, but you should consider speaking with a securities attorney to file a FINRA arbitration to get your money...

The main issue that started this is your lack of an authorized agent. You can hire a trust company in Wyoming to perform this task. Many handle...