Contact a securities litigator to review your documents and facts. While there may be a lot of smoke here, it doesn't necessarily mean that you...

You'll need to get him to sign a power of attorney to provide to the broker/dealer. The 401k should have an independent third party administrator...

The question I have is whether you were charged with a misdemeanor or a felony. I'm not entirely sure that the charge itself was disclosable in...

While I am not a lawyer in Georgia, you more likely than not need to serve the Secretary of State of Georgia with your complaint. Hire a process...

You hopefully were provided with some sort of offering document and subscription agreement that governs how withdrawals and redemptions of...

To the extent that you can locate any information on where your retirement account was actually held, you can more likely than not ask that firm...

The taxation of "cells" in a Series LLC hasn't caught up with reality. While you will likely be able to do what you describe, you will indeed...

These sorts of cases are intensely fact specific, and I don't mean to provide "word salad" when I say that. Much will depend on the buying power...

Sounds like your UTMA account has grown up and that the minor is now the one in control of the money. Confirm as much with your broker-dealer.

Paul is correct. When you deposit non-traded shares with a broker-dealer, they are often held in "book entry" form unless they have a CUSIP and...