Is there a time frame involved regarding the recovery of lost commissions from a former employer due to fraud?

Given that you are a FINRA registrant, you arguably have 6 years from the termination to file a suit for violation of FINRA Rules of Fair Practice...

Can my former temporary guardian be made to repay me the $190,00 loss I had due to his intentional negligence re my investments?

It's the rare occasion that a broker acts as a guardian or POA for a client's account, given the inherent conflicts of interest. If this...

Asylum for atheist anti Al Assad Syrian in NY, USA

My colleague Rana Jazayerli is Syrian and she has handled these sorts of matters for Syrian nationals in the past.

I don't think the FDIC has anything to do with your securities registration to work for an on-line brokerage. FINRA and the SEC deal with such...

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I am looking at selling my stock that i own in a family owned LLC.

Tough to answer your questions without seeing the LLC agreement and your shareholder agreement. As you may know, some LLCs have classes of shares...

While it won't be a bar from the industry per se, you should expect to jump through some hoops to become registered. I would not be surprised if...

How do I treat (for tax deduction purposes) a $370,000 Roth IRA loss resulting from a ponzi –scheme "Madoff type" investment?

You also need to be aware of how to treat your Madoff distributions from the estate and whatever money you received that might be subject to a...

What you will need to do is actually name FINRA as the defendant and serve them with a complaint to confirm the award and to compel compliance with...

We lost our business to arson that a person has been charged with.

You might wish to review your lease to see if you have any rights under the landlord's policy. Whatever you do, make sure you cooperate with the...

4 drs missed 2 large cancerous tumors on my husbands right kidney when he was admitted for kidney failure, misdiagnosed him etc

Find a medical malpractice attorney admitted in Wyoming here on AVVO or through the Wyoming Bar Association, www.wyomingbar.org.