Archived
Are there any restrictions for marketing and selling (within US) shares of a business enterprise that is formed as a Nevis LLC?
Robert's answer
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Answered on June 22, 2013
Foreign registration itself doesn't abrogate compliance with US securities laws if you're offering to US clients. You might as well incorporate in...
Archived
Do I Need A Specialized Tax/Retirement Plan Attorney in Las Vegas?
Robert's answer
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Answered on June 19, 2013
A primary issue is whether you're using a 401(k) account from a job you no longer have vs. one for an employer with whom you are currently...
Archived
In am interested in purchasing 50% ownership in a house located in Tobago (Trinidad/Tobago). I need help w/ contract reviews.
Robert's answer
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Answered on June 19, 2013
Are the owners US citizens? Does a US bank have a lien on the property? If not, you really need to find a lawyer in Trinidad.
Archived
Do I need to foreign qualify my LLC?
Robert's answer
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Answered on June 19, 2013
Sounds like you're transacting business in NY, which means you have to register. But NM may permit nominees and the like which will provide the...
Archived
I placed an order to exercise stock options after the market was closed. Was terminated the next day and my order was canceled.
Robert's answer
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Answered on June 19, 2013
A securities attorney is going to have to look at your stock option plan and the email trail to assist your further. If the order was placed after...
I haven't gotten paid in two weeks. what steps do I need to take? Can my employer get away with this?
Robert's answer
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Answered on June 19, 2013
Sounds like there's a lot going on. Employer paying you and in cash generally means they haven't withheld for FICA and the like. Your best bet is...
Archived
Someone wants to invest in my business. I don't want to give up equity. What other options are there?
Robert's answer
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Answered on June 17, 2013
Have an attorney write up a promissory note with an acceptable rate of interest and time period for payment. You might also consider having the...
What is the statute of limitations on a do not compete clause in the financial services industry in ny state?
Robert's answer
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Answered on June 16, 2013
The statute of limitations isn't the operative time limit here at the moment - it's the non-compete time itself. You certainly have the ability to...
Archived
I am on totally disability. I have a home that I refinanced in 2002. The broker put part of the money borrowed under 2 banks.
Robert's answer
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Answered on June 15, 2013
You should avail yourself of the folks at Memphis Area Legal Services, http://www.malsi.org. They work with people in Memphis on matters such as...
Archived
Is there a time frame involved regarding the recovery of lost commissions from a former employer due to fraud?
Robert's answer
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Answered on June 14, 2013
Given that you are a FINRA registrant, you arguably have 6 years from the termination to file a suit for violation of FINRA Rules of Fair Practice...
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